Mercados de capitales y derivados

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  • Das neue Kapitalanlagerundschreiben


    Enviado: 11 January 2018

    Am 12. Dezember 2017 hat die BaFin das neue Kapitalanlagerundschreiben 11/2017 veröf-fentlicht.

  • The new Capital Investment Circular


    Enviado: 11 January 2018

    On 12 December 2017, the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht - “BaFin”) published the new Capital Investment Circular 11/2017 (Capital Investment Circular).

  • German Regulatory update Acceso restringido

    Aprendizaje en línea

    Enviado: 13 December 2017

    Slides from our recent seminar in which the German Financial Service Team focused on MaRisk Outsourcing, Distribution agreements and New Investment Ordinance.

  • ESMA & BaFin critical on ICOs


    Enviado: 16 November 2017

    Recent statements by ESMA and BaFin stress the high risks associated with ICOs. Investors should be aware of the total loss risk and that investor protection measures might not apply because ICOs often are not subject to existing rules and regulations.

  • Getting the Deal Through: FinTech 2018


    Enviado: 27 September 2017

    FinTech 2018 answers the key legal and regulatory questions that arise for FinTech businesses across 23 jurisdictions.

  • Brexit and the German market: banking and capital markets considerations

    Seminario web

    Enviado: 26 September 2017

    This training session discusses the practical implications of relocating or establishing an additional presence in Germany to achieve a smooth transition following Brexit, with a focus on banking and capital markets.

  • BaFin applies ESMA Guidelines on CSDs


    Enviado: 31 July 2017

    The German supervisory authority (BaFin) announced on 28 July 2017 that it will apply ESMA-guidelines regarding default rules and access rules for central securities depositories.

  • Breakfast Briefing - Update on recent developments in German regulatory law Acceso restringido


    Enviado: 12 July 2017

    Now that the German implementation of MiFID2 has entered the home stretch, we have covered the German implementation of the MiFID2 rules for inducements, research and cost disclosure.

  • BaFin restricts CFD trading for retail markets


    Enviado: 11 May 2017

    On 08 May 2017, the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht - BaFin) published a prohibition of the marketing, distribution and sale of contracts for differences (CFDs) to retail clients insofar as retail clients would be exposed to margin calls. The prohibition is effective as of 10 August 2017.

  • Breakfast Briefing: Update on recent developments in German regulatory law - focus on remuneration and IT Acceso restringido


    Enviado: 10 May 2017

    Containing materials from the Breakfast Briefing held on 04 May 2017, this training page covers recent developments in German financial services regulation including the revised remuneration rules which are likely to be published in the second quarter of 2017.

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