Mercados de capitales y derivados

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  • Coffee, you and MiFID 2 - Session 3 Acceso restringido

    Serie de seminarios

    Enviado: 15 September 2014

    Interaction between MiFID 2 and CRD IV & Algorithmic trading and HFT: who does this affect and how? 11 September 2014)

  • Credit Rating Agencies - CRA 3 Acceso restringido

    Artículo

    Enviado: 08 September 2014

    An overview of the CRA 3 Regulation No 462/2013 and Directive 2013/14/EU which was published in the Official Journal on 31 May 2013.

  • Recent cases on the meaning of collective investment schemes Acceso restringido

    Artículo

    Enviado: 04 September 2014

    The court clarifies tests for determining when an arrangement can be considered to be a collective investment scheme.

  • Retail Structured Products Acceso restringido

    Artículo

    Enviado: 02 September 2014

    An overview of the initiatives to regulate the sales of structured products to retail investors including the PRIIPs Regulation.

  • Amsterdam Derivatives Academy Acceso restringido

    Formación

    Enviado: 22 August 2014

    With an eye to developments such as EMIR, MiFID 2, the CSD Regulation and Europe’s ongoing battle against shadow banking, the evolving derivatives markets face many major legal changes. We aim to support our clients in steering their way through this drastically shifting legal landscape by providing them with relevant and practical information.

  • UCITS and cleared derivatives Acceso restringido

    Artículo

    Enviado: 18 August 2014

    The UCITS rules on derivatives have not kept pace with regulatory changes, including EMIR. This article considers ESMA’s latest discussion paper and other issues related to UCITS and clearing.

  • HMRC consults on implementing the OECD's common reporting standard Acceso restringido

    Artículo

    Enviado: 08 August 2014

    HMRC has released a discussion document looking at the administrative implications for UK financial institutions of the introduction of obligations to exchange information pursuant to the OECD's Common Reporting Standard

  • ESMA and FCA publish statements on CoCos Acceso restringido

    Artículo

    Enviado: 07 August 2014

    This article is relevant for those issuing, structuring or investing in CoCos, as well as other product providers, private wealth houses and other distributors of retail products in the European Economic Area (the "EEA"). Of key significance is that this is the first use by the FCA of its product intervention powers.

  • Recent amendments to the Banking Act 2009 affecting securitisation transactions Acceso restringido

    Artículo

    Enviado: 06 August 2014

    Two new Orders came into effect on 01 August 2014 which extended the scope of the Banking Act 2009 and sought to clarify the potential effect of the Banking Act on entities involved in securitisation transactions.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2014 Acceso restringido

    Boletín

    Última revisión: 31 July 2014 / Enviado: 31 July 2014

    The Q3 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore for the period from 01 July to 30 September 2014.

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