Societario y Gobierno Corporativo

Más reciente

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  • Extension of the Senior Managers Certification Regime: implications of consultation paper

    Teleconferencia

    Fecha del evento: 28 July 2017

    The FCA has indicated that it will publish its consultation paper on the extension of the Senior Managers and Certification Regime on Wednesday 26 July 2017. We are hosting a call with experts from our leading employment and regulatory teams who will discuss the implications of the consultation paper, the key points for you to consider and the next steps for your firm.

  • Brexit

    Micrositio

    Última revisión: 20 July 2017 / Enviado: 16 June 2016

    The legal consequences of the UK exiting from the EU: what should businesses be considering?

  • Market Abuse Regulation knowledge centre

    Artículo

    Última revisión: 17 July 2017 / Enviado: 25 April 2016

    Our Market Abuse Regulation knowledge centre provides you with access to the key materials relating to the EU’s revisions to its 2003 Market Abuse Directive (MAD), which have led to the adoption of a new Market Abuse Regulation (MAR) and associated recast Directive (CSMAD).

  • Register of persons with significant control

    Artículo

    Última revisión: 12 July 2017 / Enviado: 04 May 2015

    Since 06 April 2016 most UK incorporated companies and LLPs have been required to keep a register of individuals or legal entities with "significant control" over them (PSC register).

  • Breakfast Briefing - Update on recent developments in German regulatory law Acceso restringido

    Seminario

    Enviado: 12 July 2017

    Now that the German implementation of MiFID2 has entered the home stretch, we have covered the German implementation of the MiFID2 rules for inducements, research and cost disclosure.

  • Whistleblowing: the pressure mounts: Changes to the whistleblowing framework

    Artículo

    Última revisión: 10 July 2017 / Enviado: 02 February 2015

    The UK Government is considering enhancing protection for whistleblowers via new legislation and non-statutory guidance.

  • Whistleblowing: the pressure mounts: New regime for the FI sector

    Artículo

    Última revisión: 10 July 2017 / Enviado: 02 February 2015

    The FCA and PRA have issued a consultation paper proposing new requirements for certain larger financial institutions, while the new senior managers’ regime also impacts firms’ whistleblowing arrangements.

  • Whistleblowing: the pressure mounts: Financial incentives

    Artículo

    Última revisión: 10 July 2017 / Enviado: 02 February 2015

    The US Dodd-Frank Whistleblower Programme has led to calls for financial incentives to be offered to whistleblowers in the UK and elsewhere.

  • Whistleblowing: the pressure mounts: NGOs campaign to promote whistleblowing

    Artículo

    Última revisión: 10 July 2017 / Enviado: 02 February 2015

    Public awareness of whistleblowing is being increased by the efforts of NGOs, who are lobbying politicians for changes aimed at increasing protection for those who make disclosures.

  • Whistleblowing: the pressure mounts: High profile investigations based on whistleblower information

    Artículo

    Última revisión: 10 July 2017 / Enviado: 02 February 2015

    High profile investigations and prosecutions are arising from whistleblowers’ reports, with enforcement agencies keen to improve their record of dealing with tip-offs.

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