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Artículo
Enviado: 11 August 2017
The Spanish Ministry of Economy, Industry and Competitiveness has published a preliminary draft law and draft Royal Decree implementing MiFID2 in Spain.
Boletín
Enviado: 09 August 2017
Issue 114 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Enviado: 07 August 2017
The FCA is consulting on proposed changes to the governance of authorised fund managers (AFMs) which would involve the appointment of an estimated 480 independent non-executive directors (NEDs) across the UK asset management sector.
Enviado: 02 August 2017
The Q3 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.
Enviado: 26 July 2017
The Financial Conduct Authority (FCA) has, on 26 July 2017, published its consultation paper on the extension of SMCR to all FCA firms. We highlight the main implications of the proposed new regime.
Issue 113 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Conferencia
Fecha del evento: 12 October 2017
Join us on Thursday 12 October 2017 for our thirteenth annual one day training programme. This day offers you the opportunity to hear about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines. We run the same programme on a choice of two dates.
Fecha del evento: 11 October 2017
Join us on Wednesday 11 October 2017 for our thirteenth annual one day training programme. This day offers you the opportunity to hear about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines. We run the same programme on a choice of two dates.
Enviado: 12 July 2017
On 11 July 2017, the European Securities and Markets Authority (ESMA) updated its Q&As, “Application of the AIFMD” by including three additional questions regarding reporting information to national regulators.
Seminario
Now that the German implementation of MiFID2 has entered the home stretch, we have covered the German implementation of the MiFID2 rules for inducements, research and cost disclosure.