Más reciente

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  • Reminder: action to be taken by 01 March 2018 to continue CPO and CTA exemptions


    Enviado: 14 December 2017

    Managers claiming exemption or exclusion from CPO or CTA registration under certain CFTC Regulations must affirm their notice of exemption or exclusion by 01 March 2018.

  • Is there a limit to international cooperation between law enforcement agencies?


    Enviado: 13 December 2017

    Recent court filings in the United States reveal that, despite increasingly cooperative relationships between international law enforcement agencies, on occasion this cooperation has its limits.

  • German Regulatory update Acceso restringido

    Aprendizaje en línea

    Enviado: 13 December 2017

    Slides from our recent seminar in which the German Financial Service Team focused on MaRisk Outsourcing, Distribution agreements and New Investment Ordinance.

  • Hedge Fund Vista Webinar Series Acceso restringido

    Seminario web

    Enviado: 27 October 2017

    Our new Hedge Fund Vista series of webinars will cover key legal, regulatory and industry issues and trends that are of particular relevance to UK hedge fund managers.

  • Hedge Fund Vista webinar: MiFID2 repapering, UK LLP tax changes and more Acceso restringido

    Seminario web

    Enviado: 27 October 2017

    This session discusses the impact of MiFID2 on hedge fund documentation and the significant repapering we expect will be required for many of our clients, the latest HMRC proposals to change partnership tax rules, and how these may affect managers operating through LLPs and recent developments in global hedge fund distribution.

  • MiFID2: SEC publishes "no-action" relief in respect of research payments to US brokers


    Enviado: 26 October 2017

    On 26 October 2017, the US Securities and Exchange Commission (SEC) issued three "no-action" letters in respect of research payments to US brokers to enable them to comply with research payment provisions under MiFID2 after 03 January 2018.

  • The Taxman Cometh Acceso restringido


    Última revisión: 24 October 2017 / Enviado: 11 October 2017

    Tax experts from Simmons & Simmons and Seward & Kissel present on key UK and US tax topics for asset managers over the next twelve months. The session is suitable for non-tax specialists as well as in-house tax teams.

  • Cross-border jurisdiction problematic when it comes to privilege


    Última revisión: 10 October 2017 / Enviado: 01 September 2017

    Parties need to beware major differences of approach between jurisdictions as to how the courts will approach legal professional privilege.

  • The DFSA issues a General Investor Statement on Cryptocurrencies


    Enviado: 19 September 2017

    The Dubai Financial Services Authority (the DFSA) has issued a "General Investor Statement on Cryptocurrencies" on 13 September 2017, warning potential investors about the risks associated with such investments. This article provides an introduction to the issues raised, as well as recent statements or edicts of a number of other financial services regulators on cryptocurrencies.

  • Class Action and Collective Redress


    Última revisión: 14 September 2017 / Enviado: 12 January 2016

    Our Class Actions guide considers procedures for and issues relating to class actions, or in most instances more accurately "collective redress" mechanisms, in a number of jurisdictions around the world.

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