Europa

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  • Changes to UK securitisation companies tax regulations

    Artículo

    Enviado: 22 February 2018

    Long-awaited tax changes to the UK securitisation companies regime will make a number of helpful changes to the regime, including ensuring that such companies are not subject to annual payments withholding tax on residual payments.

  • Insight into the Dutch approach to legal professional privilege

    Artículo

    Enviado: 22 February 2018

    For all the differences among the various European legal systems and between them and the US legal system, it might be interesting, useful even, to have a little peek over the fence. This newsletter gives you an insight into the Dutch approach on LPP (in the context of criminal law).

  • BaFin Merkblatt zum ZAG: Erhebliche Auswirkungen auf Konzerne

    Artículo

    Enviado: 22 February 2018

    Die Änderung der Verwaltungspraxis der BaFin zum Zahlungsdiensteaufsichtsgesetz kann weitreichende Konsequenzen für Konzerne haben. Die Position zum sog. „Konzernprivileg“ wurde geändert und unterwirft nun Konzernsachverhalte der Regulierung.

  • BaFin publishes guidance on the regulatory categorisation of tokens and crypto currencies

    Artículo

    Enviado: 21 February 2018

    BaFin provides guidance on the regulatory categorisation of tokens and crypto currencies and stresses that such categorisation requires a case-by-case analysis.

  • ESRB recommendation on liquidity and leverage risks in investment funds

    Artículo

    Enviado: 21 February 2018

    On 14 February 2018 the European Systemic Risk Board (ESRB) published its “Recommendation of the European Systemic Risk Board of 07 December 2017 on liquidity and leverage risks in investment funds” (the Recommendation). The Recommendation seeks to address perceived systemic risks in the investment funds sector in relation to redemptions in times of market stress.

  • Final Electronic Communication reforms: supporting documents and industry response

    Artículo

    Enviado: 20 February 2018

    In December 2017, Ofcom published the final Code of Practice and further documents that support the Government’s reforms to the Electronic Communications Code. This article provides a high level summary of these supporting documents and their likely implications for network operators.

  • FCA competition: What can the financial services industry expect next?

    Artículo

    Enviado: 20 February 2018

    This article considers what the financial services industry can expect from the FCA during 2018.

  • Court of Appeal endorses ENRC on when criminal proceedings are in contemplation

    Artículo

    Enviado: 20 February 2018

    The Criminal Court of Appeal considered a claim for litigation privilege over documents generated when matters were still at an investigatory stage, agreeing with the analysis in ENRC as to when a criminal prosecution can be said to be in reasonable contemplation.

  • Interactive Brokers (UK) Limited: Key issues from the Final Notice issued by the FCA Acceso restringido

    Artículo

    Enviado: 20 February 2018

    On 25 January 2018 the FCA imposed a financial penalty of £1.05m on Interactive Brokers (UK) Limited (IBUK), a provider of online brokerage services, for failing to have adequate systems and controls in place to detect and report potential instances of market abuse in breach of FCA Principle 3 for Businesses.

  • Legal Headwinds NL/EU - Quarterly Report - Q1 2018 Acceso restringido

    Boletín

    Enviado: 19 February 2018

    ​The Q1 2018 edition of Legal Headwinds focuses on key regulatory developments relevant to asset managers and financial institutions operating in the Netherlands for the period from 01 January 2018 to 31 March 2018.

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