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Enviado: 14 February 2018
This article examines two enforcement actions taken last year by the DFSA against senior executives.
Seward & Kissel publishes its 2018 annual regulatory reminders memorandum.
Enviado: 13 February 2018
A snapshot of items on the regulatory "prioriy list" for 2018 and key regulatory developments on the horizon.
Enviado: 12 February 2018
An overseas company which supplied insurance through a related company in the UK did not have a fixed establishment in the UK. Accordingly, supplies by the UK broker to the company were supplied outside of the EU and the broker was able to recover input tax attributable to those supplies.
Enviado: 09 February 2018
This report focuses on key regulatory developments relevant to insurance companies. It looks at future developments, rather than being a retrospective analysis. We outline what is relevant this quarter and beyond.
A judge had been right to grant rescission of derivative contracts between a bank and its customer on the grounds of bribery and conflict of interests.
The Q1 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 January 2018 to 31 March 2018.
Issue 120 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Enviado: 08 February 2018
This blog post looks at the case of Euro Pools v Royal Sun Alliance. Tricky questions can arise around the scope of an insured’s notification of “circumstances” under claims-made policies, particularly in the context of an ongoing investigation and evolving facts.
The recent wave of volatility in global stockmarkets has highlighted some of the risks associated with index tracking exchange traded products.
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