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  • CAIA series: UK Government infrastructure investment panel

    Séminaire

    Envoyé: 16 February 2018

    Last week the firm co-hosted with the Chartered Alternative Investment Analyst Association a very topical panel event discussing UK government assets and infrastructure investment.

  • Seward & Kissel briefing: Annual regulatory reminders

    Article

    Envoyé: 14 February 2018

    Seward & Kissel publishes its 2018 annual regulatory reminders memorandum.

  • The Monetary Authority of Singapore’s Regulatory Agenda for the Asset Management Industry in Singapore (2018)

    Article

    Envoyé: 13 February 2018

    A snapshot of items on the regulatory "prioriy list" for 2018 and key regulatory developments on the horizon.

  • Seward & Kissel briefing: Annual obligation to update Form ADV

    Article

    Envoyé: 09 February 2018

    Securities and Exchange Commission (SEC) registered investment advisers with a 31 December year end must update Form ADV on or before 31 March 2018.

  • FML Timeline: UBS AG and Kommunale Wasserwerke Leipzig GmbH

    Article

    Envoyé: 09 February 2018

    A judge had been right to grant rescission of derivative contracts between a bank and its customer on the grounds of bribery and conflict of interests.

  • Legal Headwinds: UK/EU - Quarterly Report - Q1 2018 Accès restreint

    Newsletter

    Envoyé: 09 February 2018

    The Q1 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 January 2018 to 31 March 2018.

  • Financial Services Alerter - January 2018 developments

    Newsletter

    Envoyé: 09 February 2018

    Issue 120 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Toezichtrechtelijke Kwartaalupdate Accès restreint

    Webinaire

    Envoyé: 06 February 2018

    ​Het Financial Services team van Simmons & Simmons sprak dinsdag 23 januari tijdens de Toezichtrechtelijke Kwartaalupdate over ontwikkelingen die u niet mag missen. In deze (webinar-)editie betrof het een algemene update over SFTR, MLD4, MiFID2, PRIIPS, de Benchmark Regulation en SRD, alsook een verdieping inzake veelgehoorde MiFID2 implementatie vragen en research unbundling.

  • AFM publishes best practices for AIFMs

    Article

    Envoyé: 31 January 2018

    On 23 January 2018, the Dutch supervisor Autoriteit Financiële Markten (AFM) published the outcome of the review of compliance with the Alternative Investment Fund Management Directive (AIFMD) by Alternative Investment Fund Managers (AIFMs) who were granted an AIFMD licence by operation of law back in 2014.

  • Key risks for Asset Managers and Financial Institutions

    Séminaire

    Envoyé: 26 January 2018

    Asterisk is an initiative that forecasts the five key risks facing asset managers and financial institutions in 2018. Asterisk is part of a wider campaign to encourage discussion around these highly topical issues and to demonstrate how we can assist our clients navigate these risks going forward. The Hong Kong office will commence a series of roundtables in the coming months to facilitate this process.

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