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  • Spanish steps towards MiFID2

    Article

    Envoyé: 11 August 2017

    The Spanish Ministry of Economy, Industry and Competitiveness has published a preliminary draft law and draft Royal Decree implementing MiFID2 in Spain.

  • Financial Services Alerter - July 2017 developments

    Newsletter

    Envoyé: 09 August 2017

    Issue 114 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Wanted! 480 independent NEDs for Authorised Fund Managers

    Article

    Envoyé: 07 August 2017

    The FCA is consulting on proposed changes to the governance of authorised fund managers (AFMs) which would involve the appointment of an estimated 480 independent non-executive directors (NEDs) across the UK asset management sector.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2017 Accès restreint

    Newsletter

    Envoyé: 02 August 2017

    The Q3 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • The FCA publishes Consultation Paper on extension of the Senior Managers and Certification Regime

    Article

    Envoyé: 26 July 2017

    The Financial Conduct Authority (FCA) has, on 26 July 2017, published its consultation paper on the extension of SMCR to all FCA firms. We highlight the main implications of the proposed new regime.

  • Financial Services Alerter - June 2017 developments

    Newsletter

    Envoyé: 26 July 2017

    Issue 113 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Financial Institutions and Asset Management & Investment Funds Autumn Legal Business Update

    Conférence

    Date de l’évènement: 12 October 2017

    Join us on Thursday 12 October 2017 for our thirteenth annual one day training programme. This day offers you the opportunity to hear about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines. We run the same programme on a choice of two dates.

  • Financial Institutions and Asset Management & Investment Funds Autumn Legal Business Update

    Conférence

    Date de l’évènement: 11 October 2017

    Join us on Wednesday 11 October 2017 for our thirteenth annual one day training programme. This day offers you the opportunity to hear about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines. We run the same programme on a choice of two dates.

  • ESMA updates its Q&As on AIFMD

    Article

    Envoyé: 12 July 2017

    On 11 July 2017, the European Securities and Markets Authority (ESMA) updated its Q&As, “Application of the AIFMD” by including three additional questions regarding reporting information to national regulators.

  • Breakfast Briefing - Update on recent developments in German regulatory law Accès restreint

    Séminaire

    Envoyé: 12 July 2017

    Now that the German implementation of MiFID2 has entered the home stretch, we have covered the German implementation of the MiFID2 rules for inducements, research and cost disclosure.

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