Corporate et Gouvernance d'entreprise


1 vers 10 de 1820
  • Brexit: the implications for M&A and corporate


    Dernière révision: 20 August 2019 / Envoyé: 28 November 2018

    ​An overview of the possible mergers & acquisitions and general corporate implications of an exit by the UK from the EU.

  • Änderung der Finanzanlagenvermittlungsverordnung - Strengere Anforderungen an Finanzanlagenvermittler und Honorar-Finanzanlagenberater


    Envoyé: 16 August 2019

    Das Bundesministerium für Wirtschaft und Energie („BMWi“) hat am 7. November 2018 einen Referentenentwurf zur Änderung der Finanzanlagenvermittlungsverordnung („FinVermV-E“) veröffentlicht. Nach der Konsultationsphase veröffentlichte das BMWi am 22. Juli 2019 eine überarbeitete Fassung der FinVermV-E, die dem Bundesrat zur Beschlussfassung am 20. September 2019 zugeleitet wurde.

  • The chickens come home to roost: director personally liable for procuring a breach of contract


    Envoyé: 02 August 2019

    A recent case has decided that a director and company secretary were personally liable (jointly and severally) to people their company had employed in conditions of modern slavery.

  • Luxembourg’s SRD II implementation: long-term engagement, reinforced rights and greater transparency.


    Envoyé: 31 July 2019

    On 10 July 2019, the Luxembourg Parliament adopted the bill of law 7402 (the New Law), transposing into Luxembourg domestic law the provisions of Directive (EU) 2017/828 (the SRD II), which amends the earlier Directive 2007/36/EC (the SRD I), to encourage long-term shareholder engagement in listed companies, ensure greater transparency of asset managers, institutional investors and proxy advisors. The New Law brings SRD II provisions into the Luxembourg law of 24 May 2011 on the exercise of rights of shareholders in listed companies (the Amended Shareholders’ Rights Law).

  • Legal Headwinds: Asia - Quarterly Report - Q3 2019 Accès restreint


    Envoyé: 30 July 2019

    The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions and asset managers operating in China, Hong Kong and Singapore.

  • FAQs for Senior Managers: how to evidence reasonable steps Accès restreint


    Envoyé: 26 July 2019

    Download the slides and watch our recent webinar on demand. The final call in our SMCR implementation series focuses on FAQs for Senior Managers including how to evidence reasonable steps.

  • ESMA sets guidelines for Money Market Funds Stress Tests


    Envoyé: 25 July 2019

    European Securities and Markets Authority (ESMA) has issued the guidelines regarding the stress testing of money market funds and reporting on money market funds to national competent authorities (NCAs), aimed at ensuring a coherent application of the Money Market Fund (MMF) Regulation.

  • Labour Intensive - A High Impact Scenario


    Envoyé: 24 July 2019

    With Boris Johnson now installed as Prime Minister, attention turns to his first 100 days and the material possibility of a Labour-led government by its end. Our latest scenario analysis shows a 70% chance of a General Election before 31 October 2019 (Johnson’s Day-99) within which a 28% chance of a Labour-Led government. In this article we have brought together the views from our specialist team of leading lawyers and financial markets experts to look in more detail at the Labour Party programme and its possible implications for all stakeholders in UK assets.

  • Culture and Conduct Rules Accès restreint


    Envoyé: 19 July 2019

    Download the slides and watch our recent webinar on demand. The fifth call in our SMCR implementation series focuses on understanding the conduct rules and the current regulatory focus on culture and conduct.

  • Certification Regime Accès restreint


    Envoyé: 12 July 2019

    Download the slides and watch our recent webinar on demand. The fourth call in our SMCR implementation series focuses on certification regime - how to allocate the client dealing function, managers of certified people, material risk takers and algorithmic traders.

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