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  • Roundtable: Extension of the Senior Managers Certification Regime

    Conférence

    Date de l’évènement: 07 September 2017

    Experts from our employment and regulatory teams will hold an in-depth roundtable discussion focussing on the implications of the Financial Conduct Authority consultation paper (CP17/25) to all FCA firms, the key points for you to consider and the next steps for your firm.

  • Wanted! 480 independent NEDs for Authorised Fund Managers

    Article

    Envoyé: 07 August 2017

    The FCA is consulting on proposed changes to the governance of authorised fund managers (AFMs) which would involve the appointment of an estimated 480 independent non-executive directors (NEDs) across the UK asset management sector.

  • Whistleblowing liability: Risks for Business and Non-Executive Directors

    Article

    Envoyé: 07 August 2017

    There have been some significant appeal cases on whistleblowing protection. A recent case considered by the Employment Appeal Tribunal (EAT) involved a company and two non-executive directors being made jointly and severally liable for the detrimental treatment of a whistle blower.

  • Restrictive covenants: the test for severance

    Article

    Envoyé: 04 August 2017

    On 21 July 2017, the Court of Appeal handed down its judgment in the case of Tillman v Egon Zehnder Ltd [2017] EWCA Civ 1054, clarifying the test for severance in relation to post-termination restrictive covenants.

  • New UK Senior Managers Regime: the impact on US firms with a UK presence

    Séminaire

    Date de l’évènement: 14 September 2017

    Experts from our Employment and Regulatory teams will be holding a seminar in New York to discuss the new individual accountability regime (also known as the Senior Managers and Certification Regime), which will affect all UK regulated firms and their senior management from 2018.

  • Employment 12 month review Accès restreint

    Microsite

    Dernière révision: 04 August 2017 / Envoyé: 01 May 2010

    A useful resource originally designed for maternity returners, covering major legal developments in employment law in the last year.

  • Recent changes in England & Wales

    Article

    Dernière révision: 04 August 2017 / Envoyé: 01 November 2015

    An overview of the recent changes in England & Wales.

  • Extension of the Senior Managers Certification Regime - implications for insurers and for the D&O market

    Blog Post

    Envoyé: 04 August 2017

    The FCA and the PRA have recently published consultation papers on the extension of the Senior Managers and Certification Regime (SM&CR) to insurers (FCA: CP 17/26 and PRA: CP14/17).

  • Senior managers and certification regime for banks Accès restreint

    Outil de suivi

    Dernière révision: 04 August 2017 / Envoyé: 16 December 2014

    A practical guide for HR to the new UK senior managers regime.

  • Sapin II – La CNIL se prononce sur le dispositif d'alerte professionnelle

    Article

    Envoyé: 02 August 2017

    La Délibération n° 2017-191 du 22 juin 2017 portant modification de la Délibération n° 2005-305 du 08 décembre 2005 portant autorisation unique de traitements automatisés de données à caractère personnel mis en œuvre dans le cadre de dispositifs d'alerte professionnelle (AU-004) a été publiée le 25 juillet 2017.

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