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Envoyé: 22 October 2018
The Oversight summarises the Memorandum of Understanding between the FCA and the SFC regarding the mutual recognition of funds between the United Kingdom and Hong Kong.
Envoyé: 18 October 2018
The German Federal Financial Supervisory Authority (BaFin) has changed its administrative practice on performance fee structures for UCITS.
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Dernière révision: 15 October 2018 / Envoyé: 23 March 2016
A practical guide to preparing for the proposed extension of the senior managers and certification regime to all FMSA authorised persons.
Envoyé: 15 October 2018
On 09 October 2018, the Central Bank of Ireland (the Central Bank) confirmed changes to how it will now review UCITS and Retail Investor AIFs (RIAIFs) authorisations/approvals and post-authorisation amendments.
Envoyé: 11 October 2018
The FCA consults on its proposed guidance on statements of responsibilities and responsibilities maps for FCA firms, in the context of the extension of SMCR.
Envoyé: 09 October 2018
The materials from our fourteenth Autumn Legal Update are now available.
Envoyé: 08 October 2018
On 08 October 2018, the UK’s Financial Conduct Authority (FCA) and the Hong Kong Securities and Futures Commission (SFC) entered into a Memorandum of Understanding (MoU).
Envoyé: 04 October 2018
On 04 October 2018, the European Securities and Markets Authority (ESMA) further updated its Q&As on Application of the AIFMD. A new Q&A clarifies what information an EU AIFM intending to make use of the management passport under Article 33 of AIFMD must include in its notification in respect of compartments of an EU umbrella AIF.
Le Parlement français examine actuellement le projet de Loi Pacte qui introduit de nombreuses mesures favorables au secteur des crypto-actifs en France.
The French Parliament is currently reviewing the draft Pacte Law (Loi Pacte) which introduces a number of welcome measures for the French crypto-asset industry
Podcast 584: Asterisk - Key risks for financial institutions and asset managers in 2017
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Londres 1 November 2018
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