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Envoyé: 16 September 2019
The CBI has published a letter on the topic of year end approval timeframes.
The European Securities and Markets Authority (ESMA) has published a series of guidelines for managers and depositaries of UCITS and AIFs on liquidity stress testing of their funds. The Guidelines, which have been the subject of some adverse comment from industry, will apply from 30 September 2020.
Reports indicate that participating Member States are hoping to finalise the terms of the restricted FTT to be implemented in ten Member States at a meeting in October.
The Labour Party is considering including in its manifesto proposals to extend UK stamp taxes to a wide range of financial instruments.
Envoyé: 13 September 2019
Issue 139 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Date de l’évènement: 03 October 2019
What are the greatest challenges facing new FinTech businesses today? Join us as we hear from Tristan Thomas, Monzo’s Head of Marketing and Community, about Monzo’s success story.
Envoyé: 12 September 2019
The German Federal Government has passed a draft Act on the introduction of special regulation on the recovery and resolution of CCPs (the Act), clarifying licence requirements for non-EEA entities conducting cross-border proprietary trading with counterparties or on trading venues in Germany.
Envoyé: 09 September 2019
Data controllers will now have one month from the date of receipt of a DSAR to provide response.
Envoyé: 06 September 2019
The FCA has announced that, from 09 September 2019, the process for submitting material change notifications by AIFMs intending to market AIFs under the UK’s national private placement regime (NPPR) will change.
Date de l’évènement: 24 September 2019
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