Asset Management e Fondi di Investimento

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  • Legal Headwinds: Asia - Quarterly Report - Q1 2014 Accesso limitato

    Newsletter

    Ultima consultazione: 22 January 2014 / Inviato: 22 January 2014

    The Q1 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore for the period from 01 January to 31 March 2014.

  • Hong Kong regulatory enforcement update January 2014 Accesso limitato

    Articolo

    Ultima consultazione: 21 January 2014 / Inviato: 21 January 2014

    A round up on regulatory enforcement developments for the fourth quarter of 2013. The main developments to note were in relation to market misconduct and anti-money laundering.

  • Oversight January 2014 - SFC revises the application lapse policy for authorising funds to 6 months Accesso limitato

    Newsletter

    Ultima consultazione: 16 January 2014 / Inviato: 16 January 2014

    This Oversight discusses the new application lapse policy introduced by the Securities and Futures Commission of Hong Kong (the SFC). It also provides an overview of the SFC application process and highlights certain key issues related to timing for an application.

  • Top ten things every Asian hedge fund manager should know about AIFMD Accesso limitato

    Articolo

    Inviato: 09 January 2014

    Following implementation of the EU's AIFMD on 22 July 2013, this note examines the top ten things Asian hedge fund managers need to know about the directive.

  • Asia Financial Institutions and Asset Management Sector CPD Training Day 2013 Accesso limitato

    Serie di seminari

    Inviato: 30 October 2013

    Video recordings and accompanying slides from our Asia Financial Institutions and Asset Management Sector CPD Training Day, held on 23 October 2013.

  • Legal Headwinds: Asia - Quarterly Report - Q4 2013 Accesso limitato

    Newsletter

    Inviato: 29 October 2013

    The Q4 2013 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore for the period from 01 October to 31 December 2013.

  • Episode 359: Professional investor regime in Hong Kong

    Video Podcast

    Inviato: 25 October 2013

    Simmons & Simmons lawyer Maureen Gleeson talks to colleague Ivy Yam about the professional investor regime in Hong Kong.

  • Insider dealing and other market misconduct - recent developments in Hong Kong Accesso limitato

    Seminario

    Inviato: 23 October 2013

    Focus by regulators on market misconduct in all its forms continues, but the extent of co-operation between regulators and prosecutors, on a domestic and international level, is not always apparent. Our market misconduct specialists will guide you through the recent developments with a focus on cross-border issues.

  • Structured products and derivatives - five things you need to know right now Accesso limitato

    Seminario

    Inviato: 23 October 2013

    An overview of current developments, covering a number of topical issues in the structured products and derivatives market, including clearing and reporting in Hong Kong; other regulatory developments in relation to derivatives and SPV trades, such as AIFMD; and an update on derivatives case law.

  • Investment funds regulatory update Accesso limitato

    Seminario

    Inviato: 23 October 2013

    Focusing on what Hong Kong-based asset managers need to be aware of in relation to the AIFMD, FATCA, changes proposed by the SFC to the Professional Investor regime in Hong Kong, exemptions from registration as a Commodity Pool Operator, registration with the SEC as a Foreign Private Adviser and Regulation D filings in the United States.

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