Asset Management e Fondi di Investimento

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  • Legal Headwinds: Asia - Quarterly Report - Q1 2014 Accesso limitato

    Newsletter

    Ultima consultazione: 22 January 2014 / Inviato: 22 January 2014

    The Q1 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore for the period from 01 January to 31 March 2014.

  • Hong Kong regulatory enforcement update January 2014 Accesso limitato

    Articolo

    Ultima consultazione: 21 January 2014 / Inviato: 21 January 2014

    A round up on regulatory enforcement developments for the fourth quarter of 2013. The main developments to note were in relation to market misconduct and anti-money laundering.

  • Oversight January 2014 - SFC revises the application lapse policy for authorising funds to 6 months Accesso limitato

    Newsletter

    Ultima consultazione: 16 January 2014 / Inviato: 16 January 2014

    This Oversight discusses the new application lapse policy introduced by the Securities and Futures Commission of Hong Kong (the SFC). It also provides an overview of the SFC application process and highlights certain key issues related to timing for an application.

  • Top ten things every Asian hedge fund manager should know about AIFMD Accesso limitato

    Articolo

    Inviato: 09 January 2014

    Following implementation of the EU's AIFMD on 22 July 2013, this note examines the top ten things Asian hedge fund managers need to know about the directive.

  • Legal Headwinds: Asia - Quarterly Report - Q4 2013 Accesso limitato

    Newsletter

    Inviato: 29 October 2013

    The Q4 2013 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore for the period from 01 October to 31 December 2013.

  • Episode 359: Professional investor regime in Hong Kong

    Video Podcast

    Inviato: 25 October 2013

    Simmons & Simmons lawyer Maureen Gleeson talks to colleague Ivy Yam about the professional investor regime in Hong Kong.

  • Financial crime and market misconduct: the UK, France and Hong Kong Accesso limitato

    Seminario

    Inviato: 17 October 2013

    This session covers key developments and recent enforcement trends for regulators and prosecutors in each of the UK, France and Hong Kong in relation to financial crime and market abuse. We will also look at the increasing trend of cross-border cooperation and likely future developments in anti-bribery and corruption, anti-money laundering and (in the UK) the impact of deferred prosecution agreements.

  • Hong Kong regulatory enforcement update October 2013 Accesso limitato

    Articolo

    Ultima consultazione: 17 October 2013 / Inviato: 17 October 2013

    A round up on regulatory enforcement developments for the third quarter of 2013. The key developments have been in relation to the prosecution of retail investors for market manipulation activities, disciplining licensees, and the hearing of cases at appellate courts.

  • Regulatory enforcement issues for asset managers Accesso limitato

    Conference call

    Inviato: 02 October 2013

    Recording and summary of a conference call, held on 02 October 2013. This session covers key regulatory enforcement issues for asset managers.

  • Labour Leader - Guidance from the Hong Kong Privacy Commissioner on documents to employees (PICSs and Data Privacy Policies) Accesso limitato

    Newsletter

    Ultima consultazione: 25 September 2013 / Inviato: 25 September 2013

    The Privacy Commissioner for Personal Data in Hong Kong has released a guidance note for data users on the preparation of Personal Information Collection Statements (PICS) and Privacy Policy Statements (PPS).

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