Asset Management e Fondi di Investimento

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  • Hong Kong regulatory enforcement update January 2015

    Articolo

    Ultima consultazione: 30 January 2015 / Inviato: 30 January 2015

    A round up on regulatory enforcement developments for the fourth quarter of 2014.

  • Oversight November 2014 - SFC Consultation Conclusions on the proposed amendments to the Professional Investor Regime Accesso limitato

    Newsletter

    Inviato: 24 November 2014

    The Securities and Futures Commission of Hong Kong finally issued its Consultation Conclusions on the Proposed Amendments to the Professional Investor Regime and Further Consultation on the Client Agreement Requirements following a three-month consultation period which ended more than a year ago. This Oversight provides a summary of the Consultation Conclusions.

  • The law around bonuses and other variable remuneration Accesso limitato

    Seminario

    Ultima consultazione: 17 November 2014 / Inviato: 17 November 2014

    This session provides a Hong Kong update around relevant recent developments as well the position for financial institutions in Europe and other jurisdictions affected by restrictions on variable pay.

  • Episode 433: Shanghai-Hong Kong Stock Connect programme

    Video Podcast

    Inviato: 12 November 2014

    Simmons & Simmons partner Rolfe Hayden talks to colleague Esther Lee talk about the Shanghai-Hong Kong Stock Connect programme.

  • RMB bonds: structural developments Accesso limitato

    Seminario

    Inviato: 07 November 2014

    This session discusses recent structural changes to RMB bond offerings and share case studies of recent complex transactions. It also discusses the PRC regulatory environment and changes which have affected (and will continue to affect) the structures of RMB offerings and recent regulatory changes on cross-border guarantees, etc.

  • Cross border issues in investigations and future trends in regulatory enforcement Accesso limitato

    Seminario

    Inviato: 07 November 2014

    The session focuses on how to identify and manage the cross border aspects of regulatory investigations. It also shares key developments and trends in regulatory enforcement and what to expect for the next 12 months UK and China/Hong Kong).

  • ETF's: a Hong Kong Update Accesso limitato

    Seminario

    Inviato: 07 November 2014

    An update on developments in the Hong Kong ETF market including the process and points to note regarding termination and delisting of ETFs, the SFC’s approach to the disclosure of past performance, tracking error and ongoing charges, and how to switch an ETF’s investment strategy from synthetic to direct replication. This session also looks at the latest trends for ETF launches and possible developments in the next year.

  • Asset Management Litigation and Regulatory Enforcement Newsletter - Edition 1 Accesso limitato

    Newsletter

    Inviato: 31 October 2014

    Welcome to the first edition of our Asset Management Litigation and Regulatory Enforcement Newsletter.

  • Advances in APEC data privacy scheme Accesso limitato

    Articolo

    Ultima consultazione: 31 October 2014 / Inviato: 31 October 2014

    Important progress made in development of cross-border data privacy scheme at recent APEC meeting.

  • Asia Financial Institutions and Asset Managements Sector CPD Training Day 2014 Accesso limitato

    Conferenza

    Inviato: 30 October 2014

    Video recordings and accompanying slides from our Asia Financial Institutions and Asset Management Sector CPD Training Day, held on 23 October 2014.

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