Asset Management e Fondi di Investimento

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  • Cross-border marketing of AIFs and UCITS - European Commission proposes rule changes

    Articolo

    Inviato: 13 March 2018

    ​The European Commission has published proposals to change a number of the rules governing the cross-border distribution of alternative investment funds and undertakings for collective investment in transferable securities. The proposed introduction of rules on pre-marketing of funds, in particular, may result in some (presumably, unintended) difficulties for EU alternative investment fund managers (AIFMs) - this will need to be watched carefully as the proposals are considered by the Council of the EU and the European Parliament.

  • New DFSA Consultation Paper released on AML, CTF and Sanctions

    Articolo

    Inviato: 12 March 2018

    On 22 February 2018, the Dubai Financial Services Authority (the DFSA), which is the independent financial services regulator for the Dubai International Financial Centre (the DIFC), issued Consultation Paper No. 118 on proposed changes to the DFSA’s Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF) and Sanctions Regime (the Consultation Paper No. 118). The deadline for providing comments to the DFSA is 24 March 2018. This article outlines some of the key issues.

  • GDPR for UK Hedge Fund Managers

    Articolo

    Inviato: 12 March 2018

    The European Union’s General Data Protection Regulation (GDPR) comes into force on 25 May 2018. GDPR will extend the data protection responsibilities of UK and other EU hedge fund managers, and will also extend the direct application of EU data protection law to non-EU entities, including many funds. This note addresses how certain provisions of GDPR will affect UK hedge fund managers.

  • GDPR for US Investment Advisers

    Articolo

    Inviato: 12 March 2018

    The European Union is introducing a new piece of data protection legislation, the General Data Protection Regulation (GDPR), which will affect many US investment advisers. GDPR comes into force on 25 May 2018.

  • Podcast 624: How should businesses prepare for GDPR? Data security breach/Incident

    Video Podcast

    Inviato: 12 March 2018

    How should businesses prepare for GDPR? Data security breach/incident management procedure

  • First contested UK prosecution for failing to prevent bribery leads to conviction

    Articolo

    Inviato: 09 March 2018

    The first test of an "adequate procedures" defence under section 7 of the UK Bribery Act raises points on adequate procedures for smaller businesses and the benefits of self-reporting.

  • EU infringements proceedings in relation to UK VAT treatment of commodity derivatives

    Articolo

    Inviato: 09 March 2018

    The EU Commission has commenced infringement proceedings against the UK in relation to the application of zero-rating to certain transactions in commodity derivatives under the Terminal Markets Order.

  • 2018 ISDA Choice of Court and Governing Law Guide

    Articolo

    Inviato: 09 March 2018

    ISDA has published a new Choice of Court and Governing Law Guide following a consultation with its members last year.

  • "Super guidance" set to change asset management in China

    Articolo

    Inviato: 08 March 2018

    Melody Yang summarises the key features of China's "super guidance" for the asset management industry (Draft for Consultation). This article was published by Ignites Asia.

  • MiFID2 best execution: Top 10 Questions on Top 5 Disclosure

    Articolo

    Inviato: 06 March 2018

    This article summarises the new MiFID2 requirements for EU-regulated firms to publish both qualitative and quantitative details of their top five brokers and execution venues.

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