Asset Management e Fondi di Investimento

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  • Deductions from regulatory capital Accesso limitato

    Seminario

    Inviato: 07 October 2014

    Slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session gives an overview on the capital deduction provisions of the CRR for banks within the EU.

  • Collateralisation of OTC derivatives Accesso limitato

    Seminario

    Inviato: 07 October 2014

    Slides available from a session held as part of our CPD Day on 8th/9th October 2014. As the market prepares for the implementation of the EMIR risk mitigation rules on the collateralisation of uncleared derivatives transactions we give an overview of the proposed key requirements, the status of the debate on the rules and suggested structures that will need to be put in place in order for market participants to comply with the new requirements.

  • Commercial real estate finance: funding solutions from origination to exit Accesso limitato

    Seminario

    Inviato: 07 October 2014

    Slides available from a session held as part of our CPD Day on 8th/9th October 2014. Focusing on the UK and German markets, this session looks at commercial real estate financing strategies across the full “lifecycle” of the financing process - from origination and funding, to syndication and other exit options.

  • Caught in the middle: third party claims over current funds and assets Accesso limitato

    Seminario

    Inviato: 07 October 2014

    Slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session gives an overview of civil and criminal risks/obligations in the scenarios where eg a bank or asset manager holding funds for A is wrapped up in claims that they in fact belong to B instead.

  • FCA publishes information on AIFMD Annex IV reporting to UK and non-EEA AIFMs Accesso limitato

    Articolo

    Inviato: 06 October 2014

    This Note summarises the information recently issued to UK and non-EEA AIFMs by the UK’s FCA in respect of their Annex IV reporting obligations under AIFMD.

  • Asset Management Litigation and Regulatory Enforcement Newsletter Accesso limitato

    Articolo

    Inviato: 06 October 2014

    This newsletter brings together developments of interest to the asset management sector from Simmons & Simmons and Seward & Kissel’s global network of offices.

  • Coffee, you and MiFID 2 - Session 4 Accesso limitato

    Seminario

    Inviato: 06 October 2014

    Impact on the regulation of commodities business. Plus, impact of MiFID 2 on derivatives (25 September 2014)

  • Dos and don'ts in international investigations Accesso limitato

    Seminario

    Inviato: 06 October 2014

    Slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session covers practical issues in carrying out internal investigations, and how financial institutions can manage their risks across a number of areas, such as privilege, cross-border issues, self-reporting, related employment obligations and increasing criminal liability. We also spend some time looking at the implications of recent international financial regulatory and competition investigations.

  • New FCA forms for changes to NURS and QIS Accesso limitato

    Articolo

    Inviato: 03 October 2014

    The FCA has published new forms which UK AIFMs must now use to pre-notify the FCA of material changes to funds, including NURS and QIS.

  • New CNMV fees: impact on the marketing of foreign funds in Spain Accesso limitato

    Articolo

    Inviato: 03 October 2014

    An important change to the fees to be charged by the CNMV to foreign investment funds being marketed in Spain has been introduced through a law recently published. The new regulation will have a significant impact on foreign investment funds marketed in Spain, especially those which are already registered by the CNMV and which already distribute a significant volume of assets in Spain.

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