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Inviato: 17 March 2017
The UK Government has set out its conclusions from the consultation on implementing 4MLD, which include some changes to the UK anti-money laundering regime.
Simmons & Simmons managing associate Elizabeth Wake and supervising associate Adam Blair summarise the key points from the second conference call in our popular series of calls on regulated people.
Inviato: 16 March 2017
Unternehmen müssen jetzt handeln. Das Transparenzregister wurde entschärft, aber dennoch kommen neue – und ggf. unangenehme – Meldepflichten voraussichtlich ab Sommer 2017.
Companies must act now. The requirements of the transparency register in Germany have been eased, but still new - and possibly unpleasant - notification obligations are expected for the summer of 2017.
Inviato: 15 March 2017
This session highlights the changes in the sanctioning practice as published by the regulator and offered insights into current developments in the practice of the regulator.
This recording and notes give a practical overview of the key points from the fifth conference call in our popular series on regulated people.
This seminar looks at the direct and indirect impact of MiFID2 and how businesses in Asia can prepare for the implementation of MiFID2.
This seminar looks at regulatory developments for investment managers including fund formation and new definitions, directors' duties and segregation of investments.
Materials available from our CPD training programme held in March 2017. Learn about a broad range of market leading topics presented by our lawyers.
Inviato: 14 March 2017
The FCA has flagged up what it sees as failings by investment management managers to put into practice the regulator's findings in relation to best execution and use of dealing commission.
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