Asset Management e Fondi di Investimento

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  • CSSF clarifies new monthly reporting obligation for all Luxembourg UCIs

    Articolo

    Inviato: 17 December 2015

    ​The Luxembourg regulator, the Commission de Surveillance du Secteur Financier (CSSF) has announced details of a new monthly reporting obligation for Luxembourg funds.

  • Luxembourg regulator publishes FAQs on UCITS eligible assets and diversification rules

    Articolo

    Inviato: 17 December 2015

    ​The Luxembourg regulator, the Commission de Surveillance du Secteur Financier (CSSF), has published a series of FAQs on eligible assets and diversification rules for UCITS and undertakings for collective investments (UCIs).

  • ESMA clarifies depositary liability issue in its updated AIFMD Q&As

    Articolo

    Inviato: 16 December 2015

    ​On 15 December 2015, ESMA again updated its AIFMD Q&As to clarify that the depositary’s liability regime under AIFMD applies to those assets for which a depositary has safe-keeping duties on a look-through basis.

  • Senior Managers Regime - NEDs Accesso limitato

    Conference call

    Inviato: 16 December 2015

    ​This recording and presentation is of one in a series of practical telephone calls on the Senior Managers Regime. On this call, we discuss the roles and responsibilities of non-executive directors (NEDs).

  • Oversight December 2015 - SFC consultation on the expansion of the weekly short position reporting regime in Hong Kong

    Newsletter

    Inviato: 15 December 2015

    This Oversight considers the main regulations governing short selling and short positions reporting in Hong Kong, and outlines the key proposals set out in the SFC's Consultation Paper on the weekly short reporting regime in Hong Kong.

  • EMIR Newsflash: ESMA consults on amending CCP margin liquidation periods

    Articolo

    Inviato: 14 December 2015

    ​An update on European Securities and Markets Authority (ESMA) consultation paper on the review of Article 26 of the regulatory technical standards No 153/2013 on requirements for central counterparties (CCPs).

  • Flows of confidential and inside information - the FCA review Accesso limitato

    Articolo

    Inviato: 14 December 2015

    The Financial Conduct Authority (FCA) has issued a Thematic Review of Flows of Confidential and Inside Information. This follows a review by the FCA into the practices of a sample of investment banking firms with the review finding that standards of control varied and some practices result in heightened risks for market participants.

  • The FCA issues PS15/29 Accesso limitato

    Articolo

    Inviato: 14 December 2015

    The Financial Conduct Authority (FCA) has issued PS15/29: Strengthening accountability in banking: Final amendments to the Decision Procedure and Penalties Manual (DEPP) and the Enforcement Guide (EG).

  • FTT: one step forward, one step back…

    Articolo

    Inviato: 11 December 2015

    Ten Member States have reached a degree of political agreement on the proposed scope of the FTT, whilst Estonia has withdrawn from the process.

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