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  • Episode 387: FCA guidance on AIFMD remuneration

    Video Podcast

    Ultima consultazione: 28 November 2016 / Inviato: 12 March 2014

    Simmons & Simmons partner Andrea Finn talks to fellow partner Sarah Bowles about the FCA’s final guidelines on remuneration rules in relation to UK alternative investment fund managers (AIFMs).

  • Cayman Islands CRS Regulations: compliance and penalty provisions

    Articolo

    Inviato: 28 November 2016

    Proposed amendments to the existing Cayman CRS regulations will bring in significant reporting changes as well as adding compliance and penalty provisions.

  • Podcast 572: Governance information risk

    Video Podcast

    Inviato: 23 November 2016

    Charles Mayo from Simmons & Simmons and Niamh Corbett and Natasha Szczepanik from Board Intelligence talk about their co-devised Governance Information Risk policy which is a set of guidance on how to best mitigate Governance Information Risk.

  • A company's legal function and the Senior Managers Regime

    Conference call

    Inviato: 22 November 2016

    We discuss the issues raised in the FCA's Discussion Paper about how those heading up the legal function in firms should be treated under Senior Managers and Certification Regime.

  • ESMA updates its UCITS Q&As on investment limits

    Articolo

    Inviato: 21 November 2016

    On 21 November 2016, the European Securities and Markets Authority (ESMA) updated its Q&As on the UCITS Directive, advising those applying a different interpretation to make necessary adjustments "at the earliest convenience".

  • Recent developments in German regulatory law: 2. FiMaNoG

    Seminario

    Inviato: 17 November 2016

    This breakfast briefing took place on 04 November 2016 and focussed on the German implementation of the ministerial draft bill and its impact on asset managers.

  • Saudi Arabia: New real estate investment traded funds regulations to boost housing shortage Accesso limitato

    Articolo

    Inviato: 17 November 2016

    This article discusses how the Capital Market Authority's new regulations for real estate investment traded funds will enable revenue generated structural real estate investment opportunities to be publicly offered, and what provisions need to be taken around this.

  • ESMA updates its AIFMD Q&As

    Articolo

    Inviato: 16 November 2016

    ​On 16 November 2016, the European Securities and Markets Authority (ESMA) published an update to its Q&As, "Application of the AIFMD".

  • Guidance on the duty of responsibility in the context of the UK Senior Managers Regime

    Articolo

    Inviato: 16 November 2016

    In May 2017, the FCA published a Policy Statement (PS17/9) setting out final amendments to the Decision Procedure and Penalties Manual (DEPP) to give guidance on how it will enforce the “duty of responsibility”. The final guidance, which is inserted into DEPP 6.2, has applied with effect from 03 May 2017.

  • Hong Kong regulatory enforcement newsflash Accesso limitato

    Articolo

    Inviato: 14 November 2016

    Thomas Atkinson, Executive Director of Enforcement at the Securities & Futures Commission (SFC), gave a keynote speech on 09 November 2016 at the 7th Pan Asian Regulatory Summit. He announced the “key risk areas” that Enforcement is now focusing on.

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