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Inviato: 17 March 2016
The UCITS V remuneration rules become effective on 18 March 2016 along with the main provisions of the revised directive - what obligations does this place on firms that carry out delegated portfolio management for UCITS management companies?
The UCITS V remuneration rules become effective on 18 March 2016 along with the main provisions of the revised directive - what obligations does this place on UCITS management companies which use delegates to carry out portfolio management?
Inviato: 16 March 2016
Simmons & Simmons' expert commentary on those tax aspects of the 2016 UK Budget, released on 16 March 2016, which are of particular interest to the business community.
Simmons & Simmons' brief overview of the UK Budget 2016, which was released on 16 March 2016.
Key issues from the Final Notice issued by the Financial Conduct Authority to W H Ireland Limited on 22 February 2016.
Ultima consultazione: 11 March 2016 / Inviato: 05 February 2016
The Financial Conduct Authority (FCA) has published PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to those conducting wholesale market activities and interim rules on referencing and the Prudential Regulation Authority (PRA) and update on regulatory references.
Inviato: 11 March 2016
The Netherlands Authority for the Financial Markets (AFM) has issued guidance that can assist investment firms in answering practical questions about the inducement ban. The guidance is available in the Dutch language only.
Inviato: 10 March 2016
Since 06 April 2016, all UK limited liability partnerships have been required to prepare and maintain a register of persons with significant control over them, which is accessible by the public.
On 24 February 2016, the SFC issued Consultation Conclusions on expanding the scope of short position reporting. This Oversight outlines the amendments that will be made, expected to be implemented on 15 March 2017.
Inviato: 09 March 2016
This article examines recent developments in Europe and explains why, in our view, this is an issue that UK based asset managers may want to start looking at more closely.
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