Asset Management e Fondi di Investimento

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  • A tale of two markets Accesso limitato

    Seminario

    Inviato: 19 June 2013

    Mark Betteridge is responsible for the Syndicated Loans and League products at Bloomberg. In his keynote speech, he discusses the state of the markets: America and Europe, bonds and loans, and distressed trends in 2012 and the future. He then discusses the future for loans: transparency and efficiency (or inefficiency) of settlement.

  • Anti-money laundering - the storm clouds gather Accesso limitato

    Seminario

    Ultima consultazione: 19 June 2013 / Inviato: 19 June 2013

    This seminar looks at the best ways to mitigate the risks for financial institutions and SFC-licensed entities, as well as the practical implications for the fund management industry.

  • Mis-selling: clearing the hurdles Accesso limitato

    Seminario

    Ultima consultazione: 19 June 2013 / Inviato: 19 June 2013

    With regulators across the world focused on the sales practices of financial institutions, this seminar looks at the latest legal and regulatory developments in this area and how institutions can avoid falling on the wrong side of the line.

  • Seward & Kissel Briefing: FBAR Filing Due June 30 Accesso limitato

    Articolo

    Inviato: 18 June 2013

    Reminder of the 30 June 2013 deadline for filing Form TD F 90-22.1 with the U.S. Treasury Department.

  • Offerta fuori sede e diritto di recesso ex art.30 TUF Accesso limitato

    Articolo

    Inviato: 17 June 2013

    Con la sentenza n. 13905 del 3 giugno 2013 le Sezioni Unite della Suprema Corte di Cassazione estendono l’applicabilità del diritto di recesso dell’investitore di cui all’art. 30 del D.lgs. 24 febbraio 1998, n. 58 (TUF).

  • Final FCA rules banning promotion of UCIS and close substitutes to retail clients Accesso limitato

    Conference call

    Inviato: 10 June 2013

    Materials from a conference call held by Simmons & Simmons on 10 June 2013.

  • ESMA publishes Guidelines on key concepts of the AIFMD Accesso limitato

    Articolo

    Inviato: 10 June 2013

    As part of its work to finalise the Level 2 measures of the Alternative Investment Fund Managers Directive, ESMA has issued its Guidelines on key concepts of the AIFMD providing clarification on what constitutes an ‘AIF’.

  • KAGB – Diskussion aktueller Fragen mit Fokus auf den Vertrieb Accesso limitato

    Seminario

    Inviato: 06 June 2013

    Die Veröffentlichung des nunmehr „finalen“ Gesetzestextes des zukünftigen KAGB haben wir zum Anlass genommen um ein weiteres Breakfast Briefing zu veranstalten. Dieses hat die Darstellung aktueller Fragen mit einer Fokussierung auf die Vertriebsvorschriften beinhaltet. Die hier verwendete Präsentation stellen wir nun zur Verfügung.

  • AIFMD - update on UK implementation Accesso limitato

    Articolo

    Inviato: 06 June 2013

    In recent weeks, HM Treasury and the Financial Conduct Authority have provided insight into a number of key areas regarding how the AIFMD is to be implemented in the UK from 22 July 2013.

  • AIFMD - UK FCA publishes draft Variation of Permission application form Accesso limitato

    Articolo

    Inviato: 05 June 2013

    The UK Financial Conduct Authority has published a draft Variation of Permission form and confirmed its application process for UK firms which need AIFM authorisation as at 22 July 2013.

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