Regolamentazione in Materia di Investment Banking

Più recente

1 a 10 di 1487
  • Legal Headwinds: Asia - Quarterly Report - Q3 2018 Accesso limitato

    Newsletter

    Inviato: 10 August 2018

    The Q2 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Autumn Legal Update 2018

    Conferenza

    Data dell'evento: 03 October 2018

    Join us on Wednesday 03 October 2018 or Thursday 04 October 2018 for our 14th Autumn Legal Update. The day offers you the opportunity to hear about a broad range of topical issues from lawyers across many disciplines.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2018 Accesso limitato

    Newsletter

    Inviato: 02 August 2018

    The Q3 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 July 2018 to 30 September 2018.

  • Oversight August 2018 - OFC regime launched in Hong Kong

    Newsletter

    Inviato: 31 July 2018

    ​The open-ended fund company (OFC) regime came into effect 30 July 2018. This Oversight summarises the OFC regime including the framework and key provisions in the regulations now in force.

  • FCA investment platforms market study interim report: impact on asset managers

    Articolo

    Inviato: 30 July 2018

    This Note examines the key issues arising from the Financial Conduct Authority’s (FCA) interim report on its investment platforms market study and assess how it impacts asset managers.

  • ESMA updates its guidance on AIFMD and the UCITS Directive

    Articolo

    Inviato: 24 July 2018

    On 23 July 2018, the European Securities and Markets Authority (ESMA) published updated versions of its Q&As, Application of the Alternative Investment Fund Managers Directive (AIFMD) and Application of the UCITS Directive. Both documents consider where supervisory responsibility lies when MiFID services are provided through a branch in a different Member State from that of alternative investment fund manager (AIFM) or UCITS Management Company (UCITS ManCo). The UCITS Q&As also provide guidance as to (a) whether netting/hedging arrangements can be taken into account when calculating issuer concentration limits and (b) a UCITS’s ability to invest in a collective investment undertaking with different investment strategies or investment restrictions.

  • July 2018 Oversight Hedge fund manager regulation: Singapore vs Hong Kong

    Newsletter

    Inviato: 24 July 2018

    This Oversight sets out a brief review of the requirements for fund managers in each of Singapore and Hong Kong, and a comparison of certain areas of the regulatory regime in Singapore with the equivalent requirements of an entity licensed in Hong Kong.

  • Fixed pay financial sector now also targeted by Dutch legislator

    Articolo

    Inviato: 23 July 2018

    On 17 July 2018, the Dutch Ministry of Finance issued a consultation on fixed pay and public accountability rules for the financial sector. Three possible measures are being considered. The consultation period ends on 31 August 2018.

  • FSB report sets out framework to monitor crypto-asset markets Accesso limitato

    Articolo

    Inviato: 20 July 2018

    On 16 July 2018, the Financial Stability Board (FSB) published a report to the G20 on work by the FSB and other standard-setting bodies on crypto-assets.

  • Financial services: a Brexit update from the FCA's Nausicaa Delfas

    Articolo

    Inviato: 20 July 2018

    The FCA has published a speech delivered yesterday by Nausicaa Delfas, Executive Director of International at the FCA.

1 a 10 di 1487