Istituzioni Finanziarie

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  • Professional advisors - the implications of the Work and Pensions and BEIS Committees’ report into Carillion

    Articolo

    Inviato: 23 May 2018

    We consider the implications of the Work and Pensions and BEIS Committees’ report into Carillion, which highlights a lack of “meaningful competition” in the statutory audit market and recommends a reference to the Competition and Markets Authority.

  • Building a Robo-Adviser is no easy task Accesso limitato

    Articolo

    Inviato: 23 May 2018

    The FCA has published the findings of its multi-firm review of providers offering automated investment services (often referred to as “Robo-Advisers”). The review, which was published on 21 May 2018, followed the FCA’s announcement in its 2017/2018 Business Plan that it intended to monitor developments and new entrants to the auto advice industry.

  • Financial Services Alerter - April 2018 developments

    Newsletter

    Inviato: 23 May 2018

    Issue 123 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Risk to insurers of non-party costs orders: Travelers Insurance Company Ltd v XYZ [2018] EWCA 10

    Blog Post

    Inviato: 23 May 2018

    This blog post considers a judgment that will be of interest both to insurers and those who represent them.

  • Automated investment services

    Blog Post

    Inviato: 23 May 2018

    The Financial Conduct Authority (FCA) finds automated investment service providers to be deficient in conducting service disclosures, fee disclosures and suitability assessments in a warning to firms that those engaged in automated investment services must be mindful of the requirements of Conduct of Business Sourcebook (COBS).

  • IndInfravit privately goes public in India

    Articolo

    Inviato: 23 May 2018

    In early May 2018, IndInfravit Trust, an Indian infrastructure investment trust, or InvIT, completed its initial global offering of 314,500,000 trust units, raising gross proceeds of Rs. 31.45bn (approximately US$485m). The offering was only the third by an InvIT under the Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014, and was the first to be done on a private placement basis, though the units were listed for trading on the National Stock Exchange and the Bombay Stock Exchange.

  • FinTech and digital currencies: the European perspective and the regulatory status in Italy

    Seminario

    Data dell'evento: 19 June 2018

    A comprehensive overview covering a broad range of recent legal and regulatory developments in the FinTech sector. The event is organised by Simmons & Simmons in cooperation with ForbesITALIA.

  • Conduct risk and corporate governance - lessons from Carillion

    Articolo

    Inviato: 18 May 2018

    We consider the implications for senior managers and professional advisors in light of the Work and Pensions and BEIS Committees’ report into the implications of the Carillion collapse.

  • Project Finance in the Middle East - A regional overview

    Articolo

    Inviato: 18 May 2018

    ​An overview of the trends, challenges​ and legal and regulatory changes in the Middle East.

  • Project Finance in Benelux: A regional overview

    Articolo

    Inviato: 18 May 2018

    A summary of the trends, significant deals and challenges in the region at present.

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