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送信済み: 21 March 2017
There has been a notable pick up in interest in leveraged and inverse products in Singapore.
送信済み: 20 March 2017
The Spanish Ministry of Economy, Industry and Competitiveness has opened a public consultation on the draft law implementing MiFID2 in Spain.
送信済み: 16 March 2017
Companies must act now. The requirements of the transparency register in Germany have been eased, but still new - and possibly unpleasant - notification obligations are expected for the summer of 2017.
送信済み: 14 March 2017
The FCA has flagged up what it sees as failings by investment management managers to put into practice the regulator's findings in relation to best execution and use of dealing commission.
送信済み: 13 March 2017
Dutch Central Bank provides clarity on holding company exemption for bonus cap after Dutch Minister of Finance comments in the press.
The Monetary Authority of Singapore clarifies its views on the regulatory treatment of family offices.
We have set out below certain practical action steps that FIs should be taking leading up to the upcoming remediation deadline of 26 July 2017.
送信済み: 10 March 2017
The Cayman Islands have announced that CRS notification and first reporting deadlines have been extended by two months.
送信済み: 09 March 2017
Summary on SFC’s proposals to amend the professional investor rules to standardise and expand the categories of persons who qualify as professional investors.
Seward & Kissel’s memorandum examines the decision of the Department of Labor (DOL) to extend the date of the Fiduciary Rule under ERISA by 60 days.
Podcast 584: Asterisk - Key risks for financial institutions and asset managers in 2017
ロンドン 2017 年 March 30 日
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