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送信済み: 22 November 2017
Download the slides and watch our recent webinar on-demand. This session had a particular focus on tricky issues such as extraterritoriality, how to manage your existing SIF population and statements of responsibility. It also covered the duty of responsibility and how to take reasonable steps, and how to create clear reporting lines. You will also receive a helpful reminder of the relevant provisions in the draft rules (including relevant comments for insurers).
最終レビュー: 21 November 2017 / 送信済み: 25 October 2017
It’s crunch time for MiFID2 and we're here to help you with your final preparations through our series of webinars. Access the webinar recording on MiFID2: Commodities.
送信済み: 20 November 2017
The UK's Financial Conduct Authority (FCA) announces that new Annex IV reporting forms AIF001 and AIF002 will be in place in time for quarterly reports due in January 2018.
送信済み: 14 November 2017
This note summarises the Spanish Securities Markets Commission (Comisión Nacional del Mercado de Valores (CNMV) communication confirming compliance with ESMA Guidelines on transaction reporting, record keeping and clock synchronization under MiFID2 from 03 January 2018.
送信済み: 13 November 2017
On 10 November 2017, the Chinese Government announced that China will further open up its financial services sector.
The Monetary Authority of Singapore is proposing to introduce a liquidity risk management framework for fund managers with respect to the open-ended funds they manage.
送信済み: 10 November 2017
We highlight the key points set out in our response to Consultation Paper (CP17/25) on the extension of the Senior Managers & Certification Regime (SMCR) to all FCA solo-regulated firms.
送信済み: 08 November 2017
Watch our recent webinar on-demand - Hear specific practical and legal issues from industry as well as our thoughts on the SMCR consultation papers as we cover the main points we have made to the FCA in our response (including relating to insurers).
送信済み: 07 November 2017
HMRC draft guidance confirms that investment research services will attract VAT post MiFID2 unless they fall within the exemption for fund management services.
最終レビュー: 06 November 2017 / 送信済み: 19 September 2017
We summarise the key amendments which we expect hedge fund managers (full scope UK AIFMs) will need to make to AIF and managed account documents in light of MiFID2.
Podcast 612: Seven things to consider when launching a hedge fund in Hong Kong
ロンドン 2017 年 November 22 日
ロンドン 2017 年 November 28 日
ロンドン 2017 年 November 29 日
ロンドン 2017 年 December 5 日
ロンドン 2017 年 December 6 日
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