企業法務・ガバナンス

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  • Oversight October 2017 - Hong Kong updates its AML regime and refines AEOI requirements

    ニュースレター

    送信済み: 20 October 2017

    This Oversight considers two amendment bills that were introduced this year to update Hong Kong's AML regime and the IRD's clarification regarding the business registration requirement for funds.

  • The Asset Management Market Study

    セミナー

    送信済み: 11 October 2017

    This session discusses the final report of the FCA’s Asset Management Market Study, industry responses to the consultation process and potential implications for asset managers. We cover a number of the key proposals from the FCA including the assessment of value for money, changes to corporate governance arrangements and the new prescribed responsibility under the Senior Managers and Certification Regime.

  • Buy-side Derivatives and Trading Hot Topics

    セミナー

    送信済み: 11 October 2017

    This session provides an update on the upcoming market and regulatory developments impacting buy-side trading arrangements, including imminent EMIR deadlines, proposals for EMIR 2.0, benchmarks reform and the Benchmarks Regulation, MiFID2 and Brexit.

  • 7th Private Equity Forum 2017 Conference

    会議

    イベントの日付: 21 November 2017

    Simmons & Simmons is sponsoring this event. It will cover Brexit and what it will mean for Private Equity and Venture Capital with clarification on the next series of changes to ensure you are aware of the necessary key actions and deadlines.

  • Government response to House of Commons BEIS Committee Report on Corporate Governance

    記事

    送信済み: 04 October 2017

    An overview of the Government's response published on 27 September 2017.

  • HMRC consults on its engagement with large businesses

    記事

    送信済み: 29 September 2017

    HMRC is consulting on its process for assessing the tax risk posed by large businesses and how such businesses might be further encouraged to achieve Low Risk status.

  • Autumn Legal Business Update 2017

    会議

    送信済み: 22 September 2017

    Learn about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines. This year we have dedicated streams for Brexit and MiFID2.

  • MiFID2 Tracker

    トラッカー

    最終レビュー: 20 September 2017 / 送信済み: 14 April 2015

    Financial institutions need to start planning for the changes that MiFID2 will bring into force from 03 January 2018. This microsite is designed to provide a helpful guide to understanding the legislative developments MiFID2 will introduce. It also contains materials and training materials designed to assist you in understanding both how MIFID2 will impact your business and what you need to do to prepare for MiFID2.

  • UK Corporate Governance reform: changing the licence for companies to operate?

    記事

    送信済み: 04 September 2017

    A summary and commentary on the Government's response to its Green Paper on corporate governance reforms which was published on 29 August 2017.

  • SMCR: 10 things all FCA solo-regulated financial services firms need to know

    記事

    送信済み: 01 September 2017

    Our helpful briefing note highlights the top 10 things you need to know about the proposed extension of the Senior Managers and Certification Regime (SMCR) to all FCA solo-regulated financial services firms.

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