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送信済み: 22 March 2017
A summary of the FCA's consultation paper on its proposals for improvements to the timing, sequencing and quality of information provided to market participants in the UK IPO process (CP17/5).
送信済み: 15 March 2017
The FCA has proposed changes to the Prospectus Rules in anticipation of the reform of the prospectus regime that will take place when the new Prospectus Regulation comes into force.
送信済み: 09 March 2017
Summary on SFC’s proposals to amend the professional investor rules to standardise and expand the categories of persons who qualify as professional investors.
送信済み: 07 March 2017
The European Commission (the Commission) has requested ESMA provide technical advice on aspects of the new Prospectus Regulation (the Regulation).
送信済み: 24 February 2017
An overview of the discussion paper (DP17/2) and the consultation paper (CP17/4) published by the FCA relating to its review of the structure of the UK’s primary markets to ensure that they continue to service the needs of issuers and investors.
最終レビュー: 24 February 2017 / 送信済み: 20 February 2017
Press reports suggest that disagreements over the treatment of pension funds under the FTT proposal risk the future of the proposal.
送信済み: 01 February 2017
The Q1 2017 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 January 2017 to 31 March 2017.
送信済み: 27 January 2017
An update on the regulators’ concerns over price volatility of GEM stocks and SFC's guideline to sponsors, underwriters and placing agents involved in GEM IPOs.
送信済み: 26 January 2017
The Q1 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 January to 31 March 2017.
The 2017 Finance Act provides for the increase in the rate of French FTT to 0.3% from 01 January 2017 and its extension to intraday trading from 01 January 2018.
Podcast 582: Impact of Brexit on the Technology industry
ロンドン 2017 年 April 19 日
ロンドン 2017 年 April 26 日
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