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  • FCA rule changes alter availability of information in the UK equity IPO process

    記事

    送信済み: 24 November 2017

    Consideration of the new rules that alter the timing of information provided in connection with an equity IPO process and tighten the guidence around when analysts can participate in discussions with a potential issuer pre-mandate stage and which take effect on 01 July 2018.

  • FCA review of the effectiveness of primary markets: minor rule changes and further discussion

    記事

    送信済み: 24 November 2017

    A summary of the Listing Rule changes which take effect on 01 January 2018, most of which are technical enhancements rather than fundamental changes and of the topics the FCA has decided to give further consideration to.

  • Extension of SMCR: Identifying senior managers and related challenges 制限付きアクセス

    ウェビナー

    送信済み: 22 November 2017

    Download the slides and watch our recent webinar on-demand. This session had a particular focus on tricky issues such as extraterritoriality, how to manage your existing SIF population and statements of responsibility. It also covered the duty of responsibility and how to take reasonable steps, and how to create clear reporting lines. You will also receive a helpful reminder of the relevant provisions in the draft rules (including relevant comments for insurers).

  • Capital Markets Union knowledge centre

    記事

    最終レビュー: 20 November 2017 / 送信済み: 05 November 2015

    Our Capital Markets Union Knowledge Centre can help you access materials relating to the ongoing development of the Capital Markets Union.

  • Extension of SMCR: Response to Consultation Papers 制限付きアクセス

    ウェビナー

    送信済み: 08 November 2017

    Watch our recent webinar on-demand - Hear specific practical and legal issues from industry as well as our thoughts on the SMCR consultation papers as we cover the main points we have made to the FCA in our response (including relating to insurers).

  • Legal Headwinds: Asia - Quarterly Report - Q4 2017 制限付きアクセス

    ニュースレター

    送信済み: 01 November 2017

    The Q4 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Legal Headwinds: UK/EU - Quarterly Report - Q4 2017 制限付きアクセス

    ニュースレター

    送信済み: 31 October 2017

    The Q4 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 October 2017 to 31 December 2017.

  • Autumn Legal Business Update 2017 制限付きアクセス

    会議

    最終レビュー: 24 October 2017 / 送信済み: 22 September 2017

    Learn about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines.

  • Equity capital markets update 制限付きアクセス

    セミナー

    最終レビュー: 24 October 2017 / 送信済み: 11 October 2017

    This session covers the impact of recent market, legal and regulatory developments on equity capital market transactions.

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