資産運用

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  • Updated Irish limited partnership law approved by Irish Government

    記事

    送信済み: 14 June 2019

    On 11 June 2019, the Irish Government approved the publication of the Investment Limited Partnership (Amendment) Bill 2019 (the Bill).

  • FCA PS19/14 – Loan-based (‘peer-to-peer’) and investment-based crowdfunding platforms: Feedback to CP18/20 and final rules 制限付きアクセス

    記事

    送信済み: 13 June 2019

    On 04 June 2019, the FCA published Policy Statement 19/14 which introduces new rules for the loan-and equity-based crowdfunding industry. The new rules and guidance will come into force on 9 December 2019, apart from the extension to the scope of MCOBto P2Pplatformsoffering home finance products, which came into force on 4 June 2019.

  • Irish regulator publishes revised UCITS Regulations 2019

    記事

    送信済み: 12 June 2019

    The Central Bank of Ireland (CBI) has published revised regulations governing the operation of Irish domiciled UCITS, UCITS management companies and depositaries.

  • CMA issues its legally binding Investment Consultancy and Fiduciary Management Market Investigation Order 2019 制限付きアクセス

    記事

    送信済み: 11 June 2019

    The Competition and Markets Authority has issued its legally binding Order as part of its investigation of the supply and acquisition of investment consultancy services and fiduciary management services to and by institutional investors and employers in the UK.

  • MAS proposes increased scope for Individual Accountability and Conduct Guidelines

    記事

    送信済み: 10 June 2019

    On 06 June 2019, the Monetary Authority of Singapore released a consultation paper expanding the scope of the Guidelines on Individual Accountability and Conduct for Financial Institutions. This article recapitulates the key outcomes set out in the IAC Guidelines, and summarises how the proposed extension of the IAC Guidelines’ scope will affect the newly-included entities, such as fund management companies, trustees and payment services licensees.

  • Crypto Assets soon to be regulated as financial instruments under German law

    記事

    送信済み: 07 June 2019

    The German Parliament has just published its draft law on the implementation of the amending directive to the Fourth EU Money Laundering Directive (Directive [EU] 2018/843) (the Law).

  • Hedge Fund Vista webinar - 25 June 2019

    ウェビナー

    送信済み: 06 June 2019

    In this session, Sarah Crabb, Darren Fox, Hatice Ismail (Simmons & Simmons London) and Jim Cofer (Seward & Kissel LLP) will discuss the impact of the EU Shareholder Rights Directive on UK hedge fund managers; the US Tax Representative Rules; Co-Investments for hedge funds and an update on Cayman developments.

  • SRD2 - are you ready?

    記事

    送信済み: 05 June 2019

    The EU’s revised Shareholder Rights Directive (SRD2) comes into effect from 10 June 2019 and imposes new obligations on, among others, MiFID firms, AIFMs, UCITS ManCos and self-managed UCITS. This note looks at the key issues of SRD2, including its scope, requirements and implementation.

  • ESMA updates its UCITS Q&As on delegation and supervision of depositary functions

    記事

    送信済み: 05 June 2019

    On 04 June 2019, the European Securities and Markets Authority (ESMA) published a further update to its Q&As, Application of the UCITS Directive to include five new questions relating to the duties of depositaries, their supervision and their delegation to other entities.

  • REFIT published in OJ

    記事

    送信済み: 05 June 2019

    A brief overview of key immediate practical consequences of the EMIR REFIT.

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