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  • Legal Headwinds NL/EU - Quarterly Report - Q3 2019 制限付きアクセス

    ニュースレター

    送信済み: 30 July 2019

    ​The Q2 2019 edition of Legal Headwinds focuses on key regulatory developments relevant to asset managers and financial institutions operating in the Netherlands for the period from 01 April 2019 to 30 June 2019.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2019

    ニュースレター

    送信済み: 30 July 2019

    The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 July 2019 to 30 September 2019.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2019 制限付きアクセス

    ニュースレター

    送信済み: 30 July 2019

    The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions and asset managers operating in China, Hong Kong and Singapore.

  • Stricter supervision for subordinated debt issuances by life insurers and pension schemes

    記事

    送信済み: 29 July 2019

    As of 15 July 2019 the German regulator BaFin announced stricter supervision for subordinated debt issuances by life insurers and pension schemes. BaFin’s point is that the holders of life insurers’ subordinated debt will, depending on the drafting of the respective terms, only suffer a loss in the insurer’s insolvency whilst BaFin has the means to cut the claims of insured persons already before insolvency as a crisis prevention measure. Thus, BaFin has decided that holders of life insurance and pension scheme issuers have to suffer a loss prior to the insured customers and has published a wording to be included in future terms and conditions of subordinated loans and subordinated bonds.

  • FAQs for Senior Managers: how to evidence reasonable steps 制限付きアクセス

    ウェビナー

    送信済み: 26 July 2019

    Download the slides and watch our recent webinar on demand. The final call in our SMCR implementation series focuses on FAQs for Senior Managers including how to evidence reasonable steps.

  • New Prospectus Regulation: top five things you need to know

    記事

    送信済み: 22 July 2019

    From 21 July 2019 the Prospectus Regulation (Regulation (EU) 2017/1129) will apply in full and directly in all EU Member States (replacing national prospectus legislation). On 12 July 2019, ESMA published updated Q&As relating to the Prospectus Regulation.

  • Culture and Conduct Rules 制限付きアクセス

    ウェビナー

    送信済み: 19 July 2019

    Download the slides and watch our recent webinar on demand. The fifth call in our SMCR implementation series focuses on understanding the conduct rules and the current regulatory focus on culture and conduct.

  • EMIR Newsflash: ESMA regulatory forbearance on derivatives trading obligation

    記事

    送信済み: 15 July 2019

    A brief overview of the ESMA public statement on the derivatives trading obligation following the entry into force of EMIR REFIT.

  • Certification Regime 制限付きアクセス

    ウェビナー

    送信済み: 12 July 2019

    Download the slides and watch our recent webinar on demand. The fourth call in our SMCR implementation series focuses on certification regime - how to allocate the client dealing function, managers of certified people, material risk takers and algorithmic traders.

  • Prospectus Regulation – Luxembourg law voted

    記事

    送信済み: 03 July 2019

    The Luxembourg Parliament has adopted the new prospectus law.

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