キャピタルマーケット・デリバティブ

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  • MAS proposes increased scope for Individual Accountability and Conduct Guidelines

    記事

    送信済み: 10 June 2019

    On 06 June 2019, the Monetary Authority of Singapore released a consultation paper expanding the scope of the Guidelines on Individual Accountability and Conduct for Financial Institutions. This article recapitulates the key outcomes set out in the IAC Guidelines, and summarises how the proposed extension of the IAC Guidelines’ scope will affect the newly-included entities, such as fund management companies, trustees and payment services licensees.

  • FCA Policy Statement: New Prospectus Regulation and FCA Handbook changes

    記事

    送信済み: 05 June 2019

    The FCA has published Policy Statement 19/12 setting out the near-final rules of the new Prospectus Regulation Rules sourcebook, which will replace the existing Prospectus Rules from 21 July 2019.

  • REFIT published in OJ

    記事

    送信済み: 05 June 2019

    A brief overview of key immediate practical consequences of the EMIR REFIT.

  • Protecting your taxes in insolvency: Simmons & Simmons response

    記事

    送信済み: 29 May 2019

    Simmons & Simmons response to the consultation issued by HMRC on 26 February 2019 entitled “Protecting your taxes in insolvency”.

  • Sustainable finance panel discussion (merged session: CM & Banking)

    会議

    送信済み: 23 May 2019

    Sustainable or “green” finance is high on the agenda of European and Dutch lawmakers and financial market participants alike. What role does the financial industry play in the transition to a “green” future? How far has sustainable finance come and how far do we still have to go to reach sustainability goals? In this panel session, we discuss the latest developments in construction, banking and capital markets, as well as looking towards what’s on the horizon.

  • Demystifying Schuldschein/NSV

    会議

    送信済み: 23 May 2019

    What is the nature of a Schuldschein loan, why it is called so and why is it considered a capital markets instrument despite being a loan? What are the advantages and disadvantages? Our German law Schuldschein expert provides an overview of the market, the placement process and the characteristics of the Schuldschein loan as a German law instrument and the legal framework. He discusses the differences between an assignable loan agreement (Schuldscheindarlehen) on the one hand and German law governed registered notes (Namensschuldverschreibungen) on the other hand.

  • Benchmark reform: how to move beyond LIBOR, EURIBOR and other benchmarks in the financial markets (merged session: CM & Banking)

    会議

    送信済み: 23 May 2019

    LIBOR is set to disappear, EURIBOR and EONIA are set to be amended and contracts referring to these or other benchmarks are in need of review, updating and amendment. This session looks at why and how to prepare for benchmark reform and client contract review operations on a large scale.

  • EMIR REFIT: an overview

    記事

    最終レビュー: 15 May 2019 / 送信済み: 15 May 2019

    A summary of the changes to EMIR that come into effect in June 2019.

  • Regulatory Initial Margin: the time for the buy-side to act is now

    記事

    最終レビュー: 03 May 2019 / 送信済み: 10 January 2019

    A summary of the challenges to be faced by buy-side firms with respect to regulatory initial margin.

  • Legal Headwinds NL/EU - Quarterly Report - Q2 2019 制限付きアクセス

    ニュースレター

    送信済み: 29 April 2019

    ​The Q2 2019 edition of Legal Headwinds focuses on key regulatory developments relevant to asset managers and financial institutions operating in the Netherlands for the period from 01 April 2019 to 30 June 2019.

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