キャピタルマーケット・デリバティブ

最新

1 ...へ 10 ...の 935
  • Amsterdam Derivatives Academy: EMIR Refit, Benchmark Regulation, BRRD2 and Smart Contracts

    セミナー

    イベントの日付: 05 October 2017

    Summer is over, warm up to these interesting developments in the derivative space. Are there practical implications for your firm and, if so, what are they?

  • Toezichtrechtelijke Kwartaalupdate

    ウェビナー

    イベントの日付: 12 September 2017

    Het is uitdagend om de relevante toezichtrechtelijke ontwikkelingen voor de asset management sector bij te houden en alle verplichtingen tijdig te implementeren. Het gevoel iets over het hoofd te zien is groot in deze tijd van niet aflatende regelgeving.

  • Wanted! 480 independent NEDs for Authorised Fund Managers

    記事

    送信済み: 07 August 2017

    The FCA is consulting on proposed changes to the governance of authorised fund managers (AFMs) which would involve the appointment of an estimated 480 independent non-executive directors (NEDs) across the UK asset management sector.

  • AIG OFAC enforcement decision: Lessons in self-disclosure and cooperation

    記事

    送信済み: 07 August 2017

    The recent AIG OFAC Enforcement Notice (the AIG Notice) provides valuable insight into areas that international insurance and financial services organisations should be mindful of from a sanctions-risk mitigation perspective. The AIG Notice also presents some valuable lessons, in light of OFAC’s Economic Sanctions Enforcement Guidelines on some of the potential benefits of self-disclosure and co-operation.

  • New UK Senior Managers Regime: the impact on US firms with a UK presence

    セミナー

    イベントの日付: 14 September 2017

    Experts from our Employment and Regulatory teams will be holding a seminar in New York to discuss the new individual accountability regime (also known as the Senior Managers and Certification Regime), which will affect all UK regulated firms and their senior management from 2018.

  • Renewal of FFI Agreements required

    記事

    最終レビュー: 04 August 2017 / 送信済み: 19 June 2017

    Foreign financial institutions (FFIs) with existing FFI agreements with the US Internal Revenue Service have been given an extended deadline until 24 October 2017 to renew those agreements.

  • Podcast 614: An update on the corporate equity derivatives market in Asia

    ポッドキャスト

    送信済み: 03 August 2017

    Simmons & Simmons partner Simon McKnight and Anna Burns give us an update on the corporate equity derivatives market in Asia.

  • Podcast 613: Luxembourg Fiduciary Structures

    ポッドキャスト

    送信済み: 02 August 2017

    Simmons & Simmons partners, Louis-Maël Cogis and Alan Davies discuss the main legal frameworks for Luxembourg fiduciary structures, which are increasingly seen as an alternative to SPV structures.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2017 制限付きアクセス

    ニュースレター

    送信済み: 02 August 2017

    The Q3 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2017 制限付きアクセス

    ニュースレター

    送信済み: 01 August 2017

    The Q3 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 July 2017 to 30 September 2017.

1 ...へ 10 ...の 935