紛争解決 - 金融取引

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  • Disclosure - Pilot Scheme applies despite order under old regime

    記事

    送信済み: 18 April 2019

    Where an order for disclosure was made in a case prior to 01 January 2019, the Pilot Scheme will still apply to all subsequent applications for disclosure.

  • Legal Headwinds: UK/EU - Quarterly Report - Q2 2019

    ニュースレター

    送信済み: 17 April 2019

    The Q2 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 April 2019 to 30 June 2019.

  • Financial Services Alerter - February 2019 developments

    ニュースレター

    送信済み: 04 April 2019

    Issue 133 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Hague - more delay?

    記事

    送信済み: 03 April 2019

    This article examines developments in connection with the UK's accession to the Hague.

  • Jurisdiction and Governing Law after a No Deal Brexit - the state of play

    記事

    最終レビュー: 03 April 2019 / 送信済み: 14 February 2019

    We consider the impact on the rules governing choice of law, jurisdiction clauses and enforcement of judgments if the UK leaves the EU with no transitional arrangements.

  • Financial Services Alerter - January 2019 developments

    ニュースレター

    送信済み: 21 March 2019

    Issue 132 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • FCA anti-money laundering spot checks on hedge funds

    Blog Post

    送信済み: 20 March 2019

    It has been reported that the FCA are to conduct anti-money laundering spot checks on certain hedge fund managers in London in late March or early April 2019.

  • FCA raises concerns about asset managers’ disclosure of costs and charges

    Blog Post

    送信済み: 08 March 2019

    The FCA has warned that firms should review their costs and charges disclosures as a matter of priority, and expects to see improvements in the coming weeks and months.

  • Brexit as a frustrating event?

    記事

    送信済み: 28 February 2019

    ​We analyse the first English High Court judgment to consider whether Brexit can amount to an event of contractual frustration - Canary Wharf v European Medicines Agency.

  • Causation and scope of duty in auditor’s negligence case

    Blog Post

    送信済み: 27 February 2019

    In AssetCo PLC v Grant Thornton UK LLP the court looked at questions of legal and factual causation, contributory negligence, and calculation of loss, in circumstances where a negligent audit had failed to uncover fraudulent activity.

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