紛争解決 - 金融取引

最新

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  • The normalisation of Technology Assisted Review in disclosure

    記事

    送信済み: 23 October 2017

    A recent decision by a Commercial Court judge shows how far the courts have come in accepting, and expecting, the use of TAR in disclosure.

  • Financial Services Alerter - September 2017 developments

    ニュースレター

    送信済み: 23 October 2017

    Issue 116 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • FCA sets out enforcement approach to MiFID2 failings

    記事

    送信済み: 18 October 2017

    Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered a speech in London on 20 September 2017 setting out the FCA’s enforcement approach to MiFID2 failings.

  • Developments in contract: October 2017

    記事

    送信済み: 16 October 2017

    We summarise the principles, recent developments and practical tips relating to a number of different aspects of contract law and interpretation.

  • Developments in contract: Exclusion clauses - contra proferentem

    記事

    送信済み: 16 October 2017

    A brief summary of the principles, recent developments and practical tips relating to the interpretation of exclusion clauses.

  • Competition: What’s Next for Financial Services?

    セミナー

    送信済み: 11 October 2017

    Session covering recent developments in the EU and UK competition law space for financial institutions. We cover EU and UK enforcement, including FCA competition trends and recent wholesale market studies, the FCA’s developing approach to contentious competition issues, practical guidance on how to identify and mitigate competition law risks in your business and how to keep your business competitive whilst still complying with competition law.

  • The Repeal Bill: A profound change to the English legal system

    セミナー

    送信済み: 11 October 2017

    This session outlines the key provisions of the Repeal Bill as they stand; looking at the timing of the Bill and how it will convert the Acquis into English law. We identify challenges that all lawyers will face on 01 April 2019 and some unanswered questions.

  • Cybersecurity: Threats from Suppliers, Partners and Professional Advisors

    セミナー

    送信済み: 11 October 2017

    Cybersecurity often starts and ends with a business’s own defences. This session looks at the critical threat posed by third parties - outsourcing, partners and professional advisors - and consider the key liabilities that may arise and practical steps which might mitigate the threat.

  • Duties and Trade Errors

    セミナー

    送信済み: 11 October 2017

    We look at trade errors and the different duties engaged in dealing with them; fiduciary, tortious and regulatory. We also look at how to manage potential conflicts of interest arising from trade errors.

  • FCA/PRA Enforcement - What Next?

    セミナー

    送信済み: 11 October 2017

    This session looks at what may be coming in terms of investigations and enforcement from the regulators, including trends from recent FCA/PRA enforcement activity, developments in the FCA/PRA’s approach to investigations and changes to enforcement processes, as well as predictions from recent pronouncements and publications.

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