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  • Senior managers and certification regime for banks 制限付きアクセス

    トラッカー

    最終レビュー: 04 August 2017 / 送信済み: 16 December 2014

    A practical guide for HR to the new UK senior managers regime.

  • The FCA publishes Consultation Paper on extension of the Senior Managers and Certification Regime

    記事

    送信済み: 26 July 2017

    The Financial Conduct Authority (FCA) has, on 26 July 2017, published its consultation paper on the extension of SMCR to all FCA firms. We highlight the main implications of the proposed new regime.

  • BSB consultation on Certification Regime launched

    記事

    送信済み: 24 July 2017

    The Banking Standards Board (BSB) has launched a Consultation Paper seeking views on draft guidance designed to assist firms in dealing with risks and issues that may arise when assessing the fitness and propriety of staff under the Certification Regime.

  • BSB publishes Fitness and Propriety Assessment Principles

    記事

    送信済み: 24 July 2017

    In February 2017, the Banking Standards Board (BSB) published a statement of good practice on assessing Fitness and Propriety, setting out a framework of high-level principles, together with supporting guidance.

  • Towards transition: Brexit & the EU

    ウェビナー

    送信済み: 18 July 2017

    Access on-demand recording of our recent Brexit event - Towards transition: Brexit & the EU - Are you ready?

  • Working Relations July 2017

    ニュースレター

    送信済み: 17 July 2017

    A review of legal and general developments from February to June 2017 affecting working relations in England and Wales.

  • Senior Managers and Certification Regime Extension

    トラッカー

    最終レビュー: 17 July 2017 / 送信済み: 23 March 2016

    A practical guide to preparing for the proposed extension of the senior managers and certification regime to all FMSA authorised persons.

  • UK employment law - future developments

    記事

    最終レビュー: 12 July 2017 / 送信済み: 01 February 2017

    Anticipated changes to employment law in England and Wales.

  • Conduct Rules - nothing new or a complete change of mindset?

    記事

    送信済み: 06 July 2017

    In this article, we set out details of the Conduct Rules and how they differ from the principles for approved persons in APER. We also look at how the existence of enforceable Conduct Rules, the duty to report and record breaches is resulting in a slow gradual change of mindset within organisations subject to the SM&CR and SIMR.

  • Podcast 607: Business protection: Cybersecurity

    ポッドキャスト

    送信済み: 05 July 2017

    Philip Bartlett and Robert Allen discuss the importance of cybersecurity in the protection of key business assets.

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