Toezicht Investeringsbanken

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  • Breakfast Briefing - Update on recent developments in German regulatory law

    Seminar

    Datum: 06 July 2017

    Now that the German implementation of MiFID2 have entered the home stretch, we believe it is a good time to discuss the German implementation of the MiFID2 rules for inducements, research and cost disclosure.

  • Renewal of FFI Agreements required

    Artikel

    Ingediend: 19 June 2017

    Foreign financial institutions (FFIs) with existing FFI agreements with the US Internal Revenue Service are required to renew those agreements by 31 July 2017.

  • New rules in the EU when acquiring (or increasing) stakes in financial sector targets

    Artikel

    Ingediend: 14 June 2017

    From 01 October 2017, the guidelines issued jointly by The European Banking Authority (EBA), the European Insurance and Occupational Pensions Authority (EIOPA) and the European Securities and Markets Authority (ESMA) (collectively known as "ESA") will apply with regard to acquisitions and increases of “qualifying holdings” in the banking, insurance and securities sectors.

  • Breakfast Briefing BAIT – Detaillierung und Konkretisierung der IT-Anforderungen

    Seminar

    Datum: 29 June 2017

    Gegenstand der Veranstaltung sind die „Bankaufsichtlichen Anforderungen an die IT (BAIT)“, die von Seiten der BaFin mit der Finanzwirtschaft bis zum 5. Mai 2017 konsultiert werden.

  • Brexit after the June election

    Blog Post

    Ingediend: 12 June 2017

    The Prime Minister called the June election in order to strengthen her domestic political position before the start of Brexit negotiations. She appears to have achieved the opposite and we now have a hung Parliament and a minority government. Nevertheless, for the time being the UK Government appears set on continuing with its pre election policy for a “hard” Brexit. It remains to be seen whether this is politically possible.

  • CRS and FATCA: UK implementation

    Artikel

    Ingediend: 05 June 2017

    The UK recently updated its implementing regulations giving effect to CRS and FATCA agreements, amending a number of aspects in the process.

  • Financial Services Alerter - April 2017 developments

    Nieuwsbrief

    Ingediend: 05 June 2017

    Issue 111 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Financial Services Alerter - March 2017 developments

    Nieuwsbrief

    Ingediend: 05 June 2017

    Issue 110 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • ESMA publishes principles for post-Brexit supervisory convergence in EU27

    Artikel

    Ingediend: 02 June 2017

    The European Securities and Markets Authority (ESMA) has published an Opinion, aimed at ensuring that the national competent authorities in the remaining 27 EU Member States take a consistent approach to the authorisation of UK entities looking to relocate into the EU following Brexit.

  • ESMA considers use of blanket order cancellation policies in update of its Q&A on MAR

    Artikel

    Ingediend: 31 May 2017

    The European Securities and Markets Authority (ESMA) has expressed its view that the use of a blanket order cancellation policy can, depending on the circumstances of the case, rebut the presumption of insider dealing in the situation where an order is cancelled after inside information relating to that order had been received.

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