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Laatst gecontroleerd: 18 April 2018 / Ingediend: 16 December 2014
A practical guide for HR to the new UK senior managers regime.
Laatst gecontroleerd: 18 April 2018 / Ingediend: 23 March 2016
A practical guide to preparing for the proposed extension of the senior managers and certification regime to all FMSA authorised persons.
Conferentie
Datum: 18 June 2018
We will again be hosting SEC Regulation outside the US on 18-20 June 2018. SEC Regulation outside the US is now in its 21st year and is the only event of its kind to offer delegates a thorough understanding of the complexities and nuances of the legislative processes and how SEC practices can affect your business.
Artikel
Ingediend: 17 April 2018
A quick overview of the new FCA business plan for 2018/19.
Ingediend: 13 April 2018
The FCA has published a Policy Statement (PS18/8) which implements the first set of remedies outlined in the Final Report (MS15/2.3) following the Asset Management Market Study published on 28 June 2017. These remedies have been the subject of a formal consultation process (CP17/18). Below we comment on the governance aspects of PS18/8. The FCA has also published a further Consultation Paper (CP18/9) which focuses on information provided to investors on fund objectives and the use of benchmarks.
A summary of the key takeaways from the FCA and PRA Business Plans for 2018/2019 in relation to the extension of the Senior Managers & Certification Regime (SMCR).
Laatst gecontroleerd: 12 April 2018 / Ingediend: 05 April 2018
The FCA has today published a Policy Statement (PS18/8) which implements the first set of remedies outlined in the Final Report (MS15/2.3) in respect of the Asset Management Market Study. The FCA has also published a further Consultation Paper (CP18/9) on fund objectives and the use of benchmarks and an Occasional Paper (OP32) in respect of the all-in fee and the possible standardisation of disclosure of fees and charges.
Laatst gecontroleerd: 12 April 2018 / Ingediend: 30 June 2016
SFTR Project Plan for full scope UK AIFMs, UCITS management companies/investment companies.
Laatst gecontroleerd: 12 April 2018 / Ingediend: 30 October 2015
This article discusses the Securities Financing Transactions Regulation (SFTR) which introduces new trade repository reporting requirements, new requirements in relation to collateral reuse arrangements and new transparency and disclosure obligations for UCITS and AIFs.
Ingediend: 12 April 2018
Following the reform of the Luxembourg law on commercial companies (the Law) on 10 August 2016 (the Reform) and with the end of the two year transitory period approaching fast, this is an excellent opportunity to summarise the impact the Reform has had on Luxembourg vehicles frequently used in cross-border private equity transactions. These vehicles include private limited liability companies (SARLs), public limited liability companies (SAs) and partnerships limited by shares (SCAs).
Podcast 612: Seven things to consider when launching a hedge fund in Hong Kong
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Londen 18 June 2018 Tot 20 June 2018
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