Commodity Trading & Finance

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  • Extension of SMCR: The FCA’s “near final” rules on extension of the Senior Managers and Certification Regime to FCA solo-regulated firms

    Artikel

    Ingediend: 04 July 2018

    On 04 July 2018, the Financial Conduct Authority (FCA) published the “near final” rules on the extension of SMCR to all FCA firms. We highlight immediate points of interest for FCA solo-regulated firms below.

  • CP18/19: the FCA’s proposal for a new public directory

    Artikel

    Ingediend: 04 July 2018

    The FCA consults on the proposal to introduce a new public register for checking the details of key individuals working in financial services.

  • Extending the SMCR to insurers - a brief summary of the main points

    Artikel

    Ingediend: 04 July 2018

    Today, 04 July 2018, the Financial Conduct Authority (FCA) published the “near final” rules on the extension of SMCR to all FCA firms and the PRA updated Supervisory Statement 28/15. We highlight immediate points of interest for insurers below.

  • Asset Management 2025

    e-Learning

    Ingediend: 03 July 2018

    International law firm Simmons & Simmons is partnering with Bloomberg to conduct a major study into the outlook for the global asset management business, bringing their perspectives on issues to the analysis - and we seek your help in shaping that report. We hope you will also join with us to help create a detailed picture of the global asset management industry for the benefit of the entire community.

  • Trade based money laundering - Singapore releases best practice papers

    Artikel

    Ingediend: 18 May 2018

    In a continued attempt to combat the threats of trade based money laundering (TBML), the Singapore Anti-Money Laundering and Countering the Financing of Terrorism Industry Partnership (ACIP), a new regulatory body overseen by CAD and MAS, has just published two best practice papers aimed at increasing the prevention of money laundering, terrorism financing and the misuse of company structures for illicit purposes.

  • Commodities series Beperkte toegang

    Seminar

    Ingediend: 20 April 2018

    Simmons & Simmons Singapore office runs a continuous series of bi-monthly seminars at our offices, led by senior members of our award winning APAC Commodities Team, covering current topics of relevance to the commodity finance industry. Our seminars are regularly attended by banks, commodity traders, insurance brokers and underwriters, commodity finance funds and commodity producers.

  • Key SMCR takeaways from the FCA and PRA Business Plans

    Artikel

    Ingediend: 13 April 2018

    ​A summary of the key takeaways from the FCA and PRA Business Plans for 2018/2019 in relation to the extension of the Senior Managers & Certification Regime (SMCR).

  • Commodities Series: Fraud in trade transactions - how to identify it and how to deal with it

    Seminar

    Ingediend: 12 March 2018

    ​In the first of our 2018 commodities seminars, led by senior members of our award winning APAC Commodities Team, we are joined by guest speaker Jarrod Baker, Senior Managing Director of FTI Consulting, for a special session on "Fraud in Trade transactions - how to identify it and how to deal with it".

  • EU infringements proceedings in relation to UK VAT treatment of commodity derivatives

    Artikel

    Ingediend: 09 March 2018

    The EU Commission has commenced infringement proceedings against the UK in relation to the application of zero-rating to certain transactions in commodity derivatives under the Terminal Markets Order.

  • BaFin Merkblatt zum ZAG: Erhebliche Auswirkungen auf Konzerne

    Artikel

    Ingediend: 22 February 2018

    Die Änderung der Verwaltungspraxis der BaFin zum Zahlungsdiensteaufsichtsgesetz kann weitreichende Konsequenzen für Konzerne haben. Die Position zum sog. „Konzernprivileg“ wurde geändert und unterwirft nun Konzernsachverhalte der Regulierung.

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