Asset Management & Investment Funds

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  • FCA publish Approach to Enforcement and Supervision


    Ingediend: 23 March 2018

    This article considers the Approach to Enforcement and Approach to Supervision papers recently published by the FCA.

  • D&O policies: potential triggers arising from failure to protect data

    Blog Post

    Ingediend: 23 March 2018

    Allegations that Facebook users' data was harvested and used by third parties highlights the potential issues for D&O insurers when their insureds fail to protect data.

  • How will the revised Fund Managers Code of Conduct affect my fund’s PPM?


    Ingediend: 23 March 2018

    If you’re currently a licensed manager of a PE or hedge fund, apart from operational and compliance changes, the most pressing issue will be to ensure that your fund’s documentation, and in particular, the private placement memorandum (PPM) is compliant with the revised FMCC. For the majority of our clients, the changes required will be minor as our standards of disclosure have always reflected, and continue to reflect, best practice. Set out below is a helpful guide to how the revised FMCC will impact your PPM, and whether your disclosures need “beefing up” to comply.

  • OECD Model Mandatory Disclosure Rules for CRS avoidance arrangements


    Ingediend: 22 March 2018

    The OECD has issued model rules to require disclosure by promotors and service providers of schemes to avoid the need for disclosures under the CRS.

  • Financial Services Alerter - February 2018 developments


    Ingediend: 21 March 2018

    Issue 121 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Senior Managers and Certification Regime Extension


    Laatst gecontroleerd: 21 March 2018 / Ingediend: 23 March 2016

    A practical guide to preparing for the proposed extension of the senior managers and certification regime to all FMSA authorised persons.

  • Investeren in vastgoed: in stenen of aandelen?


    Datum: 27 March 2018

    Beleggers en investeerders kunnen op verschillende manieren investeren in Nederlands vastgoed. Direct in stenen maar ook via aandelentransacties. Een keuze die wordt bepaald door het type investering en die consequenties heeft voor onder andere de aanpak, financiering en closing van een vastgoedtransactie. Dat vraagt tegenwoordig om zowel brede, als gespecialiseerde kennis op het gebied van Real Estate M&A.

  • More organisations have signed up to the Women in Finance Charter


    Laatst gecontroleerd: 19 March 2018 / Ingediend: 22 March 2017

    205 organisations have now signed up to the Women in Finance Charter and the first annual review is published.

  • Podcast 625: How should businesses prepare for GDPR? Staff training and awareness

    Video Podcast

    Ingediend: 19 March 2018

    Staff training and awareness campaigns are important in addressing the requirement to demonstrate compliance. They provide the means to steer employee behaviour and engagement. This podcast looks at some of the key issues relating to staff training and awareness.

  • Closet trackers - preparatory steps as publicity increases

    Blog Post

    Ingediend: 16 March 2018

    Closet tracking is generating increasing publicity largely driven by a claims industry looking for opportunities as the PPI revenue stream dwindles.

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