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Ingediend: 16 September 2019
Reports indicate that participating Member States are hoping to finalise the terms of the restricted FTT to be implemented in ten Member States at a meeting in October.
The Labour Party is considering including in its manifesto proposals to extend UK stamp taxes to a wide range of financial instruments.
Ingediend: 13 September 2019
Issue 139 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Ingediend: 09 September 2019
Data controllers will now have one month from the date of receipt of a DSAR to provide response.
In the recent years, sustainable finance and investment products with investment strategies incorporating environmental, social and governance (ESG) principles are becoming increasingly popular with investors and asset managers in Hong Kong alike.
Datum: 24 September 2019
Ingediend: 03 September 2019
This Oversight provides a regulatory overview of the treatment of client assets under the SFC Code of Conduct, the SFC's licensing regime and other related guidance and regulations, addresses a recent Circular published by the SFC regarding new measures to enhance the protection of client assets by intermediaries, and considers the practical implications of the Circular for fund managers and authorised institutions.
Ingediend: 30 August 2019
On 22 August 2019, the BaFin published an Explanatory Note (Merkblatt) on the regulatory classification of certain characteristics of corporate bonds under the PRIIPs Regulation.
Ingediend: 29 August 2019
A new Dubai International Financial Centre (DIFC) Insolvency Law has been introduced incorporating new insolvency procedures and measures to facilitate improved co-operation in cross-border insolvency proceedings.
We summarise the background and the key obligations set out in the Central Bank’s new IMC Rules.
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