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提交: 20 November 2017
The UK's Financial Conduct Authority (FCA) announces that new Annex IV reporting forms AIF001 and AIF002 will be in place in time for quarterly reports due in January 2018.
提交: 14 November 2017
This note summarises the Spanish Securities Markets Commission (Comisión Nacional del Mercado de Valores (CNMV) communication confirming compliance with ESMA Guidelines on transaction reporting, record keeping and clock synchronization under MiFID2 from 03 January 2018.
最后审查: 14 November 2017 / 提交: 25 October 2017
It’s crunch time for MiFID2 and we're here to help you with your final preparations through our series of webinars. Access the webinar recording on MiFID2: Product governance.
提交: 13 November 2017
On 10 November 2017, the Chinese Government announced that China will further open up its financial services sector.
The Monetary Authority of Singapore is proposing to introduce a liquidity risk management framework for fund managers with respect to the open-ended funds they manage.
提交: 10 November 2017
We highlight the key points set out in our response to Consultation Paper (CP17/25) on the extension of the Senior Managers & Certification Regime (SMCR) to all FCA solo-regulated firms.
提交: 08 November 2017
Watch our recent webinar on-demand - Hear specific practical and legal issues from industry as well as our thoughts on the SMCR consultation papers as we cover the main points we have made to the FCA in our response (including relating to insurers).
提交: 07 November 2017
HMRC draft guidance confirms that investment research services will attract VAT post MiFID2 unless they fall within the exemption for fund management services.
最后审查: 06 November 2017 / 提交: 19 September 2017
We summarise the key amendments which we expect hedge fund managers (full scope UK AIFMs) will need to make to AIF and managed account documents in light of MiFID2.
提交: 03 November 2017
The Spanish securities regulator, the Comisión Nacional del Mercado de Valores (CNMV) has amended its existing Circular 2/2011.
Podcast 612: Seven things to consider when launching a hedge fund in Hong Kong
伦敦 2017 November 21
伦敦 2017 November 22
伦敦 2017 November 28
伦敦 2017 November 29
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