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提交: 06 December 2017
View this webinar on demand and download the slides now. We take a look at SMCR Conduct Rules and what firms should do now in preparation for these.
最后审查: 05 December 2017 / 提交: 25 October 2017
It’s crunch time for MiFID2 and we're here to help you with your final preparations through our series of webinars. Access the webinar recording on MiFID2: Financial promotions.
提交: 04 December 2017
On 27 November 2017, a session on recent developments in Spanish financial services regulation took place in London. This session covers the status of the implementation of MiFID2 in Spain as well as reviewing annual obligations to be complied with by entities with interests in Spain (UCITS and AIFs marketed in Spain and firms providing services on a cross border basis or through branches or agents).
提交: 01 December 2017
As part of our commodities series, this session looks at financing in the "next" industrial revolution and structured letters of credit.
提交: 29 November 2017
View our recent SMCR webinar and download the slides now. This session covered the categories of staff which fall within the ambit of the certification regime under the draft rules, identifying some of the obvious and less obvious categories including your CF30 customer facing function and their managers. It also discusses the steps firms should take now to prepare for certification and who should be involved in that process (including relevant comments for insurers).
提交: 28 November 2017
In this session, Simmons & Simmons tax specialists discuss the ambit of the new provisions and practical steps to take in light of them.
提交: 23 November 2017
Following the release of the UK Autumn Budget 2017 on Wednesday 22 November, our expert tax team present a roundup of the key tax aspects of the Budget that are of particular interest to the business community and provide immediate reactions and insight.
提交: 22 November 2017
Download the slides and watch our recent webinar on demand. This session had a particular focus on tricky issues such as extraterritoriality, how to manage your existing SIF population and statements of responsibility. It also covered the duty of responsibility and how to take reasonable steps, and how to create clear reporting lines. You will also receive a helpful reminder of the relevant provisions in the draft rules (including relevant comments for insurers).
提交: 21 November 2017
This training session discusses the practical implications of relocating or establishing an additional presence in Germany to achieve a smooth transition following Brexit, with a focus on investment funds and regulatory considerations.
The Simmons & Simmons FinTech Fund was launched in May 2016 and is the first fund of its kind designed to help early stage FinTech businesses solve some of the difficult legal problems they often encounter at the infancy of their businesses. This training page provides the opportunity to hear from the founders of the exciting startups supported through the fund.
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