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• Climate change litigators achieve major breakthrough in court: now not only energy giants are feeling the heat

  文章

  提交: 19 October 2018

  A commentary on recent developments in climate change litigation in light of the Urgenda decision and its implications.

• EU update for US Managers

  研讨会

  活动日期: 08 November 2018

  Join us at our European Update for US managers, hosted by Bloomberg in New York.

• BaFin changes its administrative practice on performance fee structures for UCITS

  文章

  提交: 18 October 2018

  The German Federal Financial Supervisory Authority (BaFin) has changed its administrative practice on performance fee structures for UCITS.

• BitCoin-Trading: German Court Ruling vs. BaFin’s Understanding

  文章

  提交: 16 October 2018

  ​The Higher Regional Court of Berlin - KG (4. Strafsenat), Urteil vom 25.09.2018 - (4) 161 Ss 28/18 (35/18) - has decided that BitCoin-trading in the German market does not require a regulatory license.

• Senior Managers and Certification Regime Extension

  追踪器

  最后审查: 15 October 2018 / 提交: 23 March 2016

  A practical guide to preparing for the proposed extension of the senior managers and certification regime to all FMSA authorised persons.

• Irish regulator streamlines procedures for certain UCITS and RIAIF authorisation and post-authorisation amendment submissions

  文章

  提交: 15 October 2018

  On 09 October 2018, the Central Bank of Ireland (the Central Bank) confirmed changes to how it will now review UCITS and Retail Investor AIFs (RIAIFs) authorisations/approvals and post-authorisation amendments.

• The future of the Asset Management industry

  在线学习

  最后审查: 12 October 2018 / 提交: 13 September 2018

  We’ve partnered with Bloomberg to conduct a study into the outlook of the global asset management landscape, offering insight into the future of the industry both at country level, and different types of asset managers.

• GC18/4: the FCA consults on Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms

  文章

  提交: 11 October 2018

  The FCA consults on its proposed guidance on statements of responsibilities and responsibilities maps for FCA firms, in the context of the extension of SMCR.

• Autumn Legal Update 2018

  研讨会

  提交: 09 October 2018

  The materials from our fourteenth Autumn Legal Update are now available.

• UK and Hong Kong financial regulators agree on the mutual recognition of retail funds

  文章

  提交: 08 October 2018

  ​On 08 October 2018, the UK’s Financial Conduct Authority (FCA) and the Hong Kong Securities and Futures Commission (SFC) entered into a Memorandum of Understanding (MoU).

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