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提交: 13 December 2017
This note summarises the key issues arising from MiFID2 which have a potential impact on APAC asset managers.
最后审查: 12 December 2017 / 提交: 25 October 2017
It’s crunch time for MiFID2 and we're here to help you with your final preparations through our series of webinars. Access the webinar recording on MiFID2: Brexit.
提交: 11 December 2017
A brief summary of the FCA statement granting regulatory forbearance from the exchange for variation margin for physically-settled FX forwards.
提交: 07 December 2017
What a prospective fund manager should think about when launching a crypto currency or digital assets fund in Hong Kong or Singapore.
提交: 06 December 2017
View this webinar on demand and download the slides now. We take a look at SMCR Conduct Rules and what firms should do now in preparation for these.
提交: 05 December 2017
Issue 118 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
A brief overview of the European Commission's equivalence decision for derivatives trading venues under MiFIR.
This Oversight considers the consultation conclusions of the Securities and Futures Commission on proposals to enhance asset management regulation as well as the new Fund Manager Code of Conduct.
最后审查: 04 December 2017 / 提交: 30 November 2017
The High Court has rejected arguments that pension fund management services either are or should be treated in the same way as exempt supplies of insurance for VAT purposes.
提交: 04 December 2017
On 27 November 2017, a session on recent developments in Spanish financial services regulation took place in London. This session covers the status of the implementation of MiFID2 in Spain as well as reviewing annual obligations to be complied with by entities with interests in Spain (UCITS and AIFs marketed in Spain and firms providing services on a cross border basis or through branches or agents).
Podcast 612: Seven things to consider when launching a hedge fund in Hong Kong
伦敦 2017 December 13
伦敦 2017 December 19
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