资产管理

最新

1 至 10 of 2431

  • Oversight August 2019 - Proposed Hong Kong Limited Partnership Regime for Funds

    新闻稿

    提交: 20 August 2019

    The Hong Kong Financial Secretary stated ​in the 2019-20 budget speech that the Government had been studying the establishment of a limited partnership regime for private equity funds. The Government has now set out further its proposals after discussions with various regulatory authorities. This Oversight summarises and comments on those proposals as well as the related issues identified previously by the Hong Kong Financial Services Development Council of taxation, and SFC licensing.

  • Änderung der Finanzanlagenvermittlungsverordnung - Strengere Anforderungen an Finanzanlagenvermittler und Honorar-Finanzanlagenberater

    文章

    提交: 16 August 2019

    Das Bundesministerium für Wirtschaft und Energie („BMWi“) hat am 7. November 2018 einen Referentenentwurf zur Änderung der Finanzanlagenvermittlungsverordnung („FinVermV-E“) veröffentlicht. Nach der Konsultationsphase veröffentlichte das BMWi am 22. Juli 2019 eine überarbeitete Fassung der FinVermV-E, die dem Bundesrat zur Beschlussfassung am 20. September 2019 zugeleitet wurde.

  • Financial Services Alerter - July 2019 developments

    新闻稿

    提交: 15 August 2019

    Issue 138 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • FCA - Final rules on SMCR and confirmation on Head of Legal - overview

    文章

    提交: 09 August 2019

    The FCA has now published the Final Rules extension of the Senior Managers & Certification Regime (SMCR) and additional changes following consultation on optimisation of the SMCR in PS 19/20.

  • CBI publishes letter on liquidity management

    文章

    提交: 09 August 2019

    The CBI has published a letter to Irish fund managers on the topic of liquidity management.

  • Legal Headwinds NL/EU - Quarterly Report - Q3 2019 受限访问

    新闻稿

    提交: 30 July 2019

    ​The Q2 2019 edition of Legal Headwinds focuses on key regulatory developments relevant to asset managers and financial institutions operating in the Netherlands for the period from 01 April 2019 to 30 June 2019.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2019

    新闻稿

    提交: 30 July 2019

    The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 July 2019 to 30 September 2019.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2019 受限访问

    新闻稿

    提交: 30 July 2019

    The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions and asset managers operating in China, Hong Kong and Singapore.

  • FAQs for Senior Managers: how to evidence reasonable steps 受限访问

    网上研讨会

    提交: 26 July 2019

    Download the slides and watch our recent webinar on demand. The final call in our SMCR implementation series focuses on FAQs for Senior Managers including how to evidence reasonable steps.

  • Financial Services Alerter - June 2019 developments

    新闻稿

    提交: 25 July 2019

    Issue 137 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

1 至 10 of 2431