机构投资者

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  • European Commission publishes sustainable finance guidelines and reports

    文章

    提交: 20 June 2019

    On 18 June 2019, the European Commission (Commission) published new guidelines on corporate climate-related information reporting, as well as three reports produced by its technical expert group on sustainable finance (TEG). These covered the TEG’s work on (a) Taxonomy, (b) an EU green bond standard and (c) EU climate benchmarks and benchmarks' environmental, social and governance (ESG) disclosures.

  • Irish regulator publishes revised UCITS Regulations 2019

    文章

    提交: 12 June 2019

    The Central Bank of Ireland (CBI) has published revised regulations governing the operation of Irish domiciled UCITS, UCITS management companies and depositaries.

  • SRD2 - are you ready?

    文章

    提交: 05 June 2019

    The EU’s revised Shareholder Rights Directive (SRD2) comes into effect from 10 June 2019 and imposes new obligations on, among others, MiFID firms, AIFMs, UCITS ManCos and self-managed UCITS. This note looks at the key issues of SRD2, including its scope, requirements and implementation.

  • Cross border distribution of AIFs and UCITS - new rules approved by European Parliament

    文章

    提交: 01 May 2019

    On 16 April 2019, the European Parliament (EP) voted in favour of a directive and a regulation which, together, bring in new rules for the cross-border distribution of AIFs and UCITS in the EU, including the ability to pre-market AIFs, new requirements around local facilities for funds sold to retail investors and a regime whereby a manager can de-notify an AIF or a UCITS which it no longer wishes to market in a given Member State.

  • Legal Headwinds: Asia - Quarterly Report - Q2 2019 受限访问

    新闻稿

    提交: 29 April 2019

    The Q2 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Oversight April 2019 - Offline distribution of Complex Products

    新闻稿

    提交: 04 April 2019

    This Oversight summaries the new requirements for offline distribution of complex products per the revised Code of Conduct for Persons Licensed or Registered with the SFC.

  • UCITS KIIDs - ESMA updates its Q&As with clarification on disclosure of past performance and benchmark indices

    文章

    提交: 03 April 2019

    On 29 March 2019, the European Securities and Markets Authority (ESMA) published updated Q&As on the UCITS Directive. In modifying one existing Q&A, deleting another and including four new ones, ESMA has clarified how a UCITS should disclose past performance and benchmark indices in its Key Investor Information Document (KIID).

  • PRIIPs KIDs: impact of the ESAs’ Final Report

    文章

    提交: 27 February 2019

    ​In this article, we analyse the Final Report of the European Supervisory Authorities (ESAs) concerning amendments to the PRIIPs KID and summarise next steps.

  • Legal Headwinds: Asia - Quarterly Report - Q1 2019 受限访问

    新闻稿

    提交: 13 February 2019

    The Q1 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Common Ownership Structures in Asset Management Industry Under Closer Inspection by German Competition Authorities

    文章

    提交: 08 February 2019

    The European competition authorities are currently taking a closer look at the asset management industry, notably also in Germany.

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