私募股权基金

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  • Updated Irish limited partnership law approved by Irish Government

    文章

    提交: 14 June 2019

    On 11 June 2019, the Irish Government approved the publication of the Investment Limited Partnership (Amendment) Bill 2019 (the Bill).

  • SRD2 - are you ready?

    文章

    提交: 05 June 2019

    The EU’s revised Shareholder Rights Directive (SRD2) comes into effect from 10 June 2019 and imposes new obligations on, among others, MiFID firms, AIFMs, UCITS ManCos and self-managed UCITS. This note looks at the key issues of SRD2, including its scope, requirements and implementation.

  • UK TPR - FCA further extends the period to make notifications to 30 October

    文章

    最后审查: 28 May 2019 / 提交: 15 April 2019

    The FCA is extending to 30 October 2019 the deadline for inbound passporting EEA firms and funds to notify it of a wish to enter the UK’s Temporary Permissions Regime - updates to already made notifications can be made no later than 16 October 2019.

  • New EU cross border marketing rules to have limited impact for non-EU AIFMs

    文章

    提交: 09 May 2019

    This note examines the (limited) impact that the new EU rules on cross border marketing of alternative investment funds (AIFs) will have for non-EU alternative investment fund managers (AIFMs).

  • Should PE Fund managers get a Type 9 (Asset Management) licence in Hong Kong?

    文章

    提交: 09 May 2019

    This article discusses the latest guidance in the SFC's Licensing Handbook and its impact on licensing for private equity fund managers.

  • NPPR and material change notifications to the FCA - now to be submitted through Connect

    文章

    提交: 02 May 2019

    The FCA has today announced that, from Friday 03 May 2019, UK and non-EU AIFMs intending to market funds in the UK under the UK’s national private placement regime (NPPR) must submit their NPPR Marketing and Material Change notifications via the FCA Connect platform rather than using the existing forms. These changes do not apply to EEA firms which market funds under the UK’s NPPR.

  • Cross border distribution of AIFs and UCITS - new rules approved by European Parliament

    文章

    提交: 01 May 2019

    On 16 April 2019, the European Parliament (EP) voted in favour of a directive and a regulation which, together, bring in new rules for the cross-border distribution of AIFs and UCITS in the EU, including the ability to pre-market AIFs, new requirements around local facilities for funds sold to retail investors and a regime whereby a manager can de-notify an AIF or a UCITS which it no longer wishes to market in a given Member State.

  • Legal Headwinds: Asia - Quarterly Report - Q2 2019 受限访问

    新闻稿

    提交: 29 April 2019

    The Q2 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Oversight April 2019 - Offline distribution of Complex Products

    新闻稿

    提交: 04 April 2019

    This Oversight summaries the new requirements for offline distribution of complex products per the revised Code of Conduct for Persons Licensed or Registered with the SFC.

  • Don’t delay! The FCA’s notification window for the TPR closes on 28 March 2019

    文章

    最后审查: 26 March 2019 / 提交: 14 March 2019

    If the UK leaves the European Union (EU) without a withdrawal deal (a Hard Brexit), EEA firms and funds which want to make use of the UK’s Temporary Permissions Regime (TPR) must notify the FCA of their intention before close of business on Thursday 28 March 2019.

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