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活动日期: 05 October 2017
Summer is over, warm up to these interesting developments in the derivative space. Are there practical implications for your firm and, if so, what are they?
活动日期: 12 September 2017
Het is uitdagend om de relevante toezichtrechtelijke ontwikkelingen voor de asset management sector bij te houden en alle verplichtingen tijdig te implementeren. Het gevoel iets over het hoofd te zien is groot in deze tijd van niet aflatende regelgeving.
提交: 07 August 2017
The FCA is consulting on proposed changes to the governance of authorised fund managers (AFMs) which would involve the appointment of an estimated 480 independent non-executive directors (NEDs) across the UK asset management sector.
The recent AIG OFAC Enforcement Notice (the AIG Notice) provides valuable insight into areas that international insurance and financial services organisations should be mindful of from a sanctions-risk mitigation perspective. The AIG Notice also presents some valuable lessons, in light of OFAC’s Economic Sanctions Enforcement Guidelines on some of the potential benefits of self-disclosure and co-operation.
活动日期: 14 September 2017
Experts from our Employment and Regulatory teams will be holding a seminar in New York to discuss the new individual accountability regime (also known as the Senior Managers and Certification Regime), which will affect all UK regulated firms and their senior management from 2018.
最后审查: 04 August 2017 / 提交: 19 June 2017
Foreign financial institutions (FFIs) with existing FFI agreements with the US Internal Revenue Service have been given an extended deadline until 24 October 2017 to renew those agreements.
提交: 03 August 2017
Simmons & Simmons partner Simon McKnight and Anna Burns give us an update on the corporate equity derivatives market in Asia.
提交: 02 August 2017
Simmons & Simmons partners, Louis-Maël Cogis and Alan Davies discuss the main legal frameworks for Luxembourg fiduciary structures, which are increasingly seen as an alternative to SPV structures.
The Q3 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.
提交: 01 August 2017
The Q3 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 July 2017 to 30 September 2017.
Podcast 614: An update on the corporate equity derivatives market in Asia
阿姆斯特丹 2017 September 12
伦敦 2017 September 14
阿姆斯特丹 2017 October 5
伦敦 2017 October 11
伦敦 2017 October 12
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