资本市场和衍生工具

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1 至 10 of 1027
  • BaFin explanatory note on comprehensibility of prospectuses 受限访问

    文章

    提交: 20 September 2019

    On 10 September 2019, BaFin published an Explanatory Note on its interpretation of what an easily comprehensible prospectus should look like.

  • ISDA publishes Narrowly Tailored Credit Event Protocol (the NTCE Protocol)

    文章

    提交: 17 September 2019

    ISDA have published the NTCE Protocol to allow parties to amend their existing CDS transactions to incorporate changes designed to address ‘manufactured’ Credit Events in the CDS market.

  • FTT nears agreement?

    文章

    提交: 16 September 2019

    Reports indicate that participating Member States are hoping to finalise the terms of the restricted FTT to be implemented in ten Member States at a meeting in October.

  • Labour's plans for an extended UK FTT

    文章

    提交: 16 September 2019

    The Labour Party is considering including in its manifesto proposals to extend UK stamp taxes to a wide range of financial instruments.

  • BaFin Explanatory Note on PRIIPs Regulation 受限访问

    文章

    提交: 30 August 2019

    On 22 August 2019, the BaFin published an Explanatory Note (Merkblatt) on the regulatory classification of certain characteristics of corporate bonds under the PRIIPs Regulation.

  • Legal Headwinds NL/EU - Quarterly Report - Q3 2019 受限访问

    新闻稿

    提交: 30 July 2019

    ​The Q2 2019 edition of Legal Headwinds focuses on key regulatory developments relevant to asset managers and financial institutions operating in the Netherlands for the period from 01 April 2019 to 30 June 2019.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2019

    新闻稿

    提交: 30 July 2019

    The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 July 2019 to 30 September 2019.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2019 受限访问

    新闻稿

    提交: 30 July 2019

    The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions and asset managers operating in China, Hong Kong and Singapore.

  • Stricter supervision for subordinated debt issuances by life insurers and pension schemes

    文章

    提交: 29 July 2019

    As of 15 July 2019 the German regulator BaFin announced stricter supervision for subordinated debt issuances by life insurers and pension schemes. BaFin’s point is that the holders of life insurers’ subordinated debt will, depending on the drafting of the respective terms, only suffer a loss in the insurer’s insolvency whilst BaFin has the means to cut the claims of insured persons already before insolvency as a crisis prevention measure. Thus, BaFin has decided that holders of life insurance and pension scheme issuers have to suffer a loss prior to the insured customers and has published a wording to be included in future terms and conditions of subordinated loans and subordinated bonds.

  • FAQs for Senior Managers: how to evidence reasonable steps 受限访问

    网上研讨会

    提交: 26 July 2019

    Download the slides and watch our recent webinar on demand. The final call in our SMCR implementation series focuses on FAQs for Senior Managers including how to evidence reasonable steps.

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