公司治理

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  • UK Stewardship Code - less tiers

    文章

    提交: 11 August 2017

    Overview of FRC announcement removing Tier 3 category of signatories to the UK Stewardship Code

  • Wanted! 480 independent NEDs for Authorised Fund Managers

    文章

    提交: 07 August 2017

    The FCA is consulting on proposed changes to the governance of authorised fund managers (AFMs) which would involve the appointment of an estimated 480 independent non-executive directors (NEDs) across the UK asset management sector.

  • Register of persons with significant control

    文章

    最后审查: 04 August 2017 / 提交: 04 May 2015

    Since 06 April 2016 most UK incorporated companies and LLPs have been required to keep a register of individuals or legal entities with "significant control" over them (PSC register).

  • Sapin II – La CNIL se prononce sur le dispositif d'alerte professionnelle

    文章

    提交: 02 August 2017

    La Délibération n° 2017-191 du 22 juin 2017 portant modification de la Délibération n° 2005-305 du 08 décembre 2005 portant autorisation unique de traitements automatisés de données à caractère personnel mis en œuvre dans le cadre de dispositifs d'alerte professionnelle (AU-004) a été publiée le 25 juillet 2017.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2017 受限访问

    新闻稿

    提交: 02 August 2017

    The Q3 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • DataTech: The future of privacy compliance

    研讨会

    活动日期: 19 September 2017

    A panel discussion devoted to technology solutions and addressing privacy challenges.

  • Extension of the Senior Managers Certification Regime: implications of consultation paper

    电话会议

    提交: 28 July 2017

    The FCA published its consultation paper on the extension of the Senior Managers and Certification Regime on Wednesday 26 July 2017. This training page outlines the implications of the FCA’s consultation paper on the extension of the Senior Managers and Certification Regime, some key points for you to consider and the next steps for your firm.

  • The FCA publishes Consultation Paper on extension of the Senior Managers and Certification Regime

    文章

    提交: 26 July 2017

    The Financial Conduct Authority (FCA) has, on 26 July 2017, published its consultation paper on the extension of SMCR to all FCA firms. We highlight the main implications of the proposed new regime.

  • Brexit

    微型站点

    最后审查: 20 July 2017 / 提交: 16 June 2016

    The legal consequences of the UK exiting from the EU: what should businesses be considering?

  • Market Abuse Regulation knowledge centre

    文章

    最后审查: 17 July 2017 / 提交: 25 April 2016

    Our Market Abuse Regulation knowledge centre provides you with access to the key materials relating to the EU’s revisions to its 2003 Market Abuse Directive (MAD), which have led to the adoption of a new Market Abuse Regulation (MAR) and associated recast Directive (CSMAD).

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