投资银行监管

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  • European Commission publishes sustainable finance guidelines and reports 受限访问

    文章

    提交: 20 June 2019

    On 18 June 2019, the European Commission (Commission) published new guidelines on corporate climate-related information reporting, as well as three reports produced by its technical expert group on sustainable finance (TEG). These covered the TEG’s work on (a) Taxonomy, (b) an EU green bond standard and (c) EU climate benchmarks and benchmarks' environmental, social and governance (ESG) disclosures.

  • FCA PS19/14 – Loan-based (‘peer-to-peer’) and investment-based crowdfunding platforms: Feedback to CP18/20 and final rules 受限访问

    文章

    提交: 13 June 2019

    On 04 June 2019, the FCA published Policy Statement 19/14 which introduces new rules for the loan-and equity-based crowdfunding industry. The new rules and guidance will come into force on 9 December 2019, apart from the extension to the scope of MCOBto P2Pplatformsoffering home finance products, which came into force on 4 June 2019.

  • Irish regulator publishes revised UCITS Regulations 2019

    文章

    提交: 12 June 2019

    The Central Bank of Ireland (CBI) has published revised regulations governing the operation of Irish domiciled UCITS, UCITS management companies and depositaries.

  • Crypto Assets soon to be regulated as financial instruments under German law

    文章

    提交: 07 June 2019

    The German Parliament has just published its draft law on the implementation of the amending directive to the Fourth EU Money Laundering Directive (Directive [EU] 2018/843) (the Law).

  • SRD2 - are you ready?

    文章

    提交: 05 June 2019

    The EU’s revised Shareholder Rights Directive (SRD2) comes into effect from 10 June 2019 and imposes new obligations on, among others, MiFID firms, AIFMs, UCITS ManCos and self-managed UCITS. This note looks at the key issues of SRD2, including its scope, requirements and implementation.

  • ESMA updates its UCITS Q&As on delegation and supervision of depositary functions

    文章

    提交: 05 June 2019

    On 04 June 2019, the European Securities and Markets Authority (ESMA) published a further update to its Q&As, Application of the UCITS Directive to include five new questions relating to the duties of depositaries, their supervision and their delegation to other entities.

  • REFIT published in OJ

    文章

    提交: 05 June 2019

    A brief overview of key immediate practical consequences of the EMIR REFIT.

  • Migration of offshore collective investment funds to Ireland - an update

    文章

    提交: 28 May 2019

    In a welcome move, the Irish government has prescribed Guernsey and Bermuda as relevant jurisdictions under the Irish Collective Asset-management Vehicles Act 2015 and (along with the Cayman Islands, the British Virgin Islands and Jersey) under the Companies Act 2014. This means funds from these jurisdictions may now migrate into Ireland without having to wind up in their existing jurisdiction.

  • UK TPR - FCA further extends the period to make notifications to 30 October

    文章

    最后审查: 28 May 2019 / 提交: 15 April 2019

    The FCA is extending to 30 October 2019 the deadline for inbound passporting EEA firms and funds to notify it of a wish to enter the UK’s Temporary Permissions Regime - updates to already made notifications can be made no later than 16 October 2019.

  • Financial Services Alerter - April 2019 developments

    新闻稿

    提交: 16 May 2019

    Issue 135 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

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