私募基金

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  • ESRB recommendation on liquidity and leverage risks in investment funds

    文章

    提交: 21 February 2018

    On 14 February 2018 the European Systemic Risk Board (ESRB) published its “Recommendation of the European Systemic Risk Board of 07 December 2017 on liquidity and leverage risks in investment funds” (the Recommendation). The Recommendation seeks to address perceived systemic risks in the investment funds sector in relation to redemptions in times of market stress.

  • Financial Services Alerter - January 2018 developments

    新闻稿

    提交: 09 February 2018

    Issue 120 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • AFM publishes best practices for AIFMs

    文章

    提交: 31 January 2018

    On 23 January 2018, the Dutch supervisor Autoriteit Financiële Markten (AFM) published the outcome of the review of compliance with the Alternative Investment Fund Management Directive (AIFMD) by Alternative Investment Fund Managers (AIFMs) who were granted an AIFMD licence by operation of law back in 2014.

  • Financial Services Alerter - December 2017 developments

    新闻稿

    提交: 16 January 2018

    Issue 119 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Licence application for depositaries and AIFMs

    文章

    提交: 05 January 2018

    ​This article provides a brief description of the scope and impact of the licence application for depositaries and Alternative Investment Fund Managers (AIFMs).

  • German Regulatory update 受限访问

    在线学习

    提交: 13 December 2017

    Slides from our recent seminar in which the German Financial Service Team focused on MaRisk Outsourcing, Distribution agreements and New Investment Ordinance.

  • Financial Services Alerter - November 2017 developments

    新闻稿

    提交: 05 December 2017

    Issue 118 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Further guidance on the simplified venture capital manager regime

    文章

    提交: 27 November 2017

    The MAS has provided further guidance in relation to the simplified regulatory regime for VC managers.​

  • Extending the Senior Managers & Certification Regime: our response to the Consultation Paper

    文章

    提交: 10 November 2017

    We highlight the key points set out in our response to Consultation Paper (CP17/25) on the extension of the Senior Managers & Certification Regime (SMCR) to all FCA solo-regulated firms.

  • Financial Services Alerter - October 2017 developments

    新闻稿

    提交: 02 November 2017

    Issue 117 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

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