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提交: 22 February 2018
For all the differences among the various European legal systems and between them and the US legal system, it might be interesting, useful even, to have a little peek over the fence. This newsletter gives you an insight into the Dutch approach on LPP (in the context of criminal law).
提交: 14 February 2018
Seward & Kissel publishes its 2018 annual regulatory reminders memorandum.
提交: 09 February 2018
Securities and Exchange Commission (SEC) registered investment advisers with a 31 December year end must update Form ADV on or before 31 March 2018.
最后审查: 17 January 2018 / 提交: 02 May 2017
Wide-ranging reforms to US businesses taxes, including the introduction of a 21% tax rate, are predicted to have a significant impact on both outbound and inbound US investment by multinationals.
提交: 14 December 2017
Managers claiming exemption or exclusion from CPO or CTA registration under certain CFTC Regulations must affirm their notice of exemption or exclusion by 01 March 2018.
提交: 13 December 2017
Recent court filings in the United States reveal that, despite increasingly cooperative relationships between international law enforcement agencies, on occasion this cooperation has its limits.
Slides from our recent seminar in which the German Financial Service Team focused on MaRisk Outsourcing, Distribution agreements and New Investment Ordinance.
提交: 27 October 2017
Our new Hedge Fund Vista series of webinars will cover key legal, regulatory and industry issues and trends that are of particular relevance to UK hedge fund managers.
This session discusses the impact of MiFID2 on hedge fund documentation and the significant repapering we expect will be required for many of our clients, the latest HMRC proposals to change partnership tax rules, and how these may affect managers operating through LLPs and recent developments in global hedge fund distribution.
提交: 26 October 2017
On 26 October 2017, the US Securities and Exchange Commission (SEC) issued three "no-action" letters in respect of research payments to US brokers to enable them to comply with research payment provisions under MiFID2 after 03 January 2018.
Simmons & Simmons has an alliance with leading US firm Seward & Kissel for hedge fund and asset management work.
To see briefing papers by the Seward & Kissel investment management team on elexica, click here.
阿姆斯特丹 2018 March 6
伦敦 2018 March 7
伦敦 2018 March 8
杜塞尔多夫 2018 April 26
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