金融机构

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  • Änderung der Finanzanlagenvermittlungsverordnung - Strengere Anforderungen an Finanzanlagenvermittler und Honorar-Finanzanlagenberater

    文章

    提交: 16 August 2019

    Das Bundesministerium für Wirtschaft und Energie („BMWi“) hat am 7. November 2018 einen Referentenentwurf zur Änderung der Finanzanlagenvermittlungsverordnung („FinVermV-E“) veröffentlicht. Nach der Konsultationsphase veröffentlichte das BMWi am 22. Juli 2019 eine überarbeitete Fassung der FinVermV-E, die dem Bundesrat zur Beschlussfassung am 20. September 2019 zugeleitet wurde.

  • Financial Services Alerter - July 2019 developments

    新闻稿

    提交: 15 August 2019

    Issue 138 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • FCA - Final rules on SMCR and confirmation on Head of Legal - overview

    文章

    提交: 09 August 2019

    The FCA has now published the Final Rules extension of the Senior Managers & Certification Regime (SMCR) and additional changes following consultation on optimisation of the SMCR in PS 19/20.

  • Brexit: Opening of the E-desk Portal for the purpose of the mandatory notification in the context of Brexit

    文章

    提交: 02 August 2019

    On 02 August 2019, the Luxembourg Supervisory Authority (the CSSF) published the press release 19/41 (the Press Release) on the opening of the E-desk Portal for the purpose of the mandatory notification in the context of Brexit.

  • Luxembourg’s SRD II implementation: long-term engagement, reinforced rights and greater transparency.

    文章

    提交: 31 July 2019

    On 10 July 2019, the Luxembourg Parliament adopted the bill of law 7402 (the New Law), transposing into Luxembourg domestic law the provisions of Directive (EU) 2017/828 (the SRD II), which amends the earlier Directive 2007/36/EC (the SRD I), to encourage long-term shareholder engagement in listed companies, ensure greater transparency of asset managers, institutional investors and proxy advisors. The New Law brings SRD II provisions into the Luxembourg law of 24 May 2011 on the exercise of rights of shareholders in listed companies (the Amended Shareholders’ Rights Law).

  • W&I insurance claims - late notification

    文章

    提交: 31 July 2019

    We consider the issue of late notification under a W&I policy, and the recent decision of Cardamon v MacAlister.

  • Legal Headwinds: Insurance Q3 2019 受限访问

    文章

    提交: 30 July 2019

    This report focuses on key regulatory developments relevant to insurance companies. It looks at future developments, rather than being a retrospective analysis. We outline what is relevant this quarter and beyond.

  • Legal Headwinds NL/EU - Quarterly Report - Q3 2019 受限访问

    新闻稿

    提交: 30 July 2019

    ​The Q2 2019 edition of Legal Headwinds focuses on key regulatory developments relevant to asset managers and financial institutions operating in the Netherlands for the period from 01 April 2019 to 30 June 2019.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2019

    新闻稿

    提交: 30 July 2019

    The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 July 2019 to 30 September 2019.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2019 受限访问

    新闻稿

    提交: 30 July 2019

    The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions and asset managers operating in China, Hong Kong and Singapore.

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