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We have created a series of guides, designed to help you understand the benefits and drawbacks of setting up your business in key European jurisdictions, including Germany, Ireland, Italy, Luxembourg, and the Netherlands.
Submitted: 20 September 2019
On 10 September 2019, BaFin published an Explanatory Note on its interpretation of what an easily comprehensible prospectus should look like.
Submitted: 17 September 2019
The European Banking Authority (EBA) Guidelines on Outsourcing (Guidelines) are due to come into effect on 30 September 2019. With only a few weeks to go until the effective date, the race is on for in-scope organisations to get as "EBA ready" as possible ahead of time.
ISDA have published the NTCE Protocol to allow parties to amend their existing CDS transactions to incorporate changes designed to address ‘manufactured’ Credit Events in the CDS market.
Submitted: 16 September 2019
Reports indicate that participating Member States are hoping to finalise the terms of the restricted FTT to be implemented in ten Member States at a meeting in October.
The Labour Party is considering including in its manifesto proposals to extend UK stamp taxes to a wide range of financial instruments.
Submitted: 13 September 2019
Issue 139 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Submitted: 09 September 2019
Data controllers will now have one month from the date of receipt of a DSAR to provide response.
In the recent years, sustainable finance and investment products with investment strategies incorporating environmental, social and governance (ESG) principles are becoming increasingly popular with investors and asset managers in Hong Kong alike.
Event date: 24 September 2019
Submitted: 03 September 2019
This Oversight provides a regulatory overview of the treatment of client assets under the SFC Code of Conduct, the SFC's licensing regime and other related guidance and regulations, addresses a recent Circular published by the SFC regarding new measures to enhance the protection of client assets by intermediaries, and considers the practical implications of the Circular for fund managers and authorised institutions.
Our microsite provides a useful guide to understanding the legislative developments required by MiFID2.
Our Trading Venue Reviewer is a new tool developed to help members and users of European trading venues navigate the vast array of trading venue documentation..
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